The following 1432 tools are listed based on Content Data.
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year. It contains example questions audit committee members should as...
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Mon, Jun 24, 2019
Checklists & Questionnaires
Expenditure Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization's expenditure process controls.
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Mon, Jun 24, 2019
Checklists & Questionnaires
IT Capacity and Scalability Risk Questionnaire
This questionnaire outlines business risks and leading practices for both capacity and scalability in the IT business environment.
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Mon, Jun 17, 2019
Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level controls. Within the questionnaire, you can document whether the contr...
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Mon, Jun 17, 2019
Checklists & Questionnaires
Financial Close Process Questionnaire: Generate Financial St…
This questionnaire focuses on the financial close process, specifically generating financial statements and related disclosures.
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Mon, Jun 17, 2019
Checklists & Questionnaires
IT Selection and Integration Risk Questionnaire
IT integration is a process in which separately produced components or subsystems are combined and problems in their interactions are addressed. This questionnaire addresses strategies ...
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Mon, Jun 10, 2019
Checklists & Questionnaires
Sales Planning and Forecasting Process Appraisal Questionnai…
This questionnaire sample includes questions that can be addressed when evaluating an organization's sales planning and forecasting processes.
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Mon, Jun 3, 2019
Audit Reports
Payroll and Human Resources Review Audit Report
This sample audit report focuses on the payroll and human resources functions within an organization’s key executive retention program (KERP).
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Mon, Jun 3, 2019
Audit Reports
Contract Terms and Conditions Review Report
This sample audit report provides internal audit's analysis of the terms and conditions of two construction project contracts.
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Mon, May 27, 2019
Checklists & Questionnaires
Entity-Level Controls Risk Assessment Questionnaire
The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level controls.
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Mon, May 27, 2019
Checklists & Questionnaires
Internal Audit Qualitative Diagnostic Questionnaire
This sample questionnaire can be used by an external or internal quality assurance review (QAR) team to benchmark the internal audit department against best practices.
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Mon, May 27, 2019
Checklists & Questionnaires
Entity-Level Controls Information and Communication Question…
Utilize this tool to assess and enhance your organization's communication and information management processes, ensuring that relevant data is effectively captured and communicated.
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Mon, May 27, 2019