The following 1432 tools are listed based on Content Data.
Audit Reports
Sarbanes-Oxley Year-End Audit Committee Report
This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 program.
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires
Employee New Hire Checklist
This sample checklist includes a list of forms, benefits and communications to consider including in the new hire process.
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires
IT Employee Termination Checklist
This checklist outlines steps to follow when an IT employee stops working for a company.
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires
Global Compliance Questionnaire
This questionnaire can serve as the starting point for assessing an organization's compliance in a variety of areas, including corporate governance, quality systems, anti-fraud programs...
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires
Site Audit Questionnaire
This questionnaire includes an extensive — but not exhaustive — list of questions typically used to drill down to the facts and figures needed to create a credible site audit.
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires
Accounts Receivable, Credit and Collections Questionnaire
This questionnaire can be used to compare your current business practices with leading practices for the accounts receivable, credit and collections process.
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires
Employee Expense Reimbursement Process Review Checklist
This tool addresses items to consider when reviewing an organization’s employee expense reimbursement process.
Subscriber Content
Mon, Apr 22, 2019
Audit Reports
Foreign Subsidiary Review Audit Report
This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and expenditure cycles, close the books process, payroll and human re...
Subscriber Content
Mon, Apr 15, 2019
Risk & Control Matrices - RCMs
Select and Manage Suppliers RCM
This document outlines risks and controls common to the “select and manage suppliers” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires
Business Ethics Questionnaire
This questionnaire is designed to help risk management professionals determine how well their companies are addressing business ethics risks and programs.
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires
Anti-Fraud Program Evaluation Questionnaire
This document focuses on key questions for board members and management when evaluating an organization's anti-fraud program.
Subscriber Content
Mon, Apr 8, 2019
Audit Reports
Sales Compensation Process Audit Report
This sample audit report summarizes an internal audit review of an organization's sales compensation process. The report includes an executive summary, background statistics, benchmarki...
Subscriber Content
Mon, Apr 1, 2019