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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 101 tools are listed based on Content Data.
Guides

Sarbanes-Oxley Section 404 Committee Guide: Description and…

This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Mon, Jan 22, 2024
Guides

Sarbanes-Oxley Compliance Committee Structure Guide

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Jan 22, 2024
Guides

SOX Training Guide: Remediation Efforts and Needs

We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies noted during the testing process.
Mon, Jan 15, 2024
Guides

Common Fraud Scenarios Guide

This tool contains three guides that can be used by auditors to identify and mitigate common fraud schemes.
Mon, Jan 15, 2024
Guides

Candidate Evaluation Guide

Recruiters can use the guidance provided in this document to rate an applicant for an internal audit position.
Mon, Jan 8, 2024
Guides

Financial Statement Risk Assessment Guide

This guide provides a detailed overview of key steps to the financial statement risk assessment process.
Mon, Jan 1, 2024
Guides

Process Evaluation Guide

We’ve provided an overview of process evaluation and included an example process description chart in this sample guide.
Mon, Dec 18, 2023
Guides

Internal Control Review Conclusion/Opinion Guide – Writing E…

This sample outlines writing examples for conclusions and opinions on an internal control review.
Mon, Dec 18, 2023
Guides

Internal Audit Competency Model and Assessment Guide

This guide suggests competency objectives for internal auditors at junior, intermediate and senior levels.
Mon, Dec 11, 2023
Guides

Guide to Prioritizing Using the Nominal Group Technique

This guide allows a group to rank a list of options or ideas in order of importance in a group meeting or brainstorming session.
Mon, Dec 11, 2023
Guides

Facilitating SOX Compliance Using a Committee Structure Guid…

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Dec 4, 2023
Guides

IT Security Awareness and Training Program Guide

We've designed this guide to help companies implement and strengthen security training and awareness.
Mon, Dec 4, 2023