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Policies & Procedures

Policies and procedures influence and determine major actions and processes throughout an organization. These policy and procedure samples can be used to review and update existing documentation or to create new documentation to promote the conduct and consistency of authorized activities.

The following 363 tools are listed based on publish date.
Policies & Procedures

Tax Accounting Policy

This tool contains two sample policies that establish uniform procedures for recording and filing U.S. taxes for a company.
Subscriber Content
Mon, Mar 14, 2022
Policies & Procedures

Employee Termination Policy

Access our employee termination policy sample, offering guidelines and procedures for involuntary and voluntary termination of employment.
Subscriber Content
Mon, Mar 14, 2022
Policies & Procedures

Cash and Cash Equivalents Policy

The purpose of this policy is to establish uniform policies for cash and cash equivalents for companies that preserve principal and meet liquidity needs.
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Mon, Mar 7, 2022
Policies & Procedures

Third-Party Management Oversight Policy

This sample policy is designed to help mortgage companies manage a successful control framework to achieve compliance and adherence with applicable laws.
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Mon, Feb 21, 2022
Policies & Procedures

IT Equipment and Information Control Policy

This policy sample establishes guidelines and procedures common to effective company equipment and system information protection.
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Mon, Dec 20, 2021
Policies & Procedures

Systems Audit Logging and Monitoring Policy

This sample policy is designed to help organizations define and comply with system audit logging and monitoring requirements.
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Mon, Dec 13, 2021
Policies & Procedures

Separation of Duties Policy

In this sample policy, we outline the standards for applying separation of duties to protect a company’s information assets.
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Mon, Nov 1, 2021
Policies & Procedures

Invoice Approval Policy

This policy sample contains guidelines and procedures employees should follow when using invoice approval forms.
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Mon, Nov 1, 2021
Policies & Procedures

Telecommunication Usage Policy

This sample policy defines guidelines and procedures organizations should follow when using telecommunications systems.
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Mon, Oct 25, 2021
Policies & Procedures

IT Risk Assessment Policy

The objective of this policy is to provide a standardized approach and operating instructions for the execution of a company’s IT risk assessment.
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Mon, Oct 18, 2021
Policies & Procedures

Vendor Risk Management Policy

This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.
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Mon, Oct 4, 2021
Policies & Procedures

Data Backup and Retention Policy

This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining data.
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Mon, Sep 20, 2021