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Checklists & Questionnaires

Verify that audit steps are being accurately performed and that they actively support the audit process by downloading and utilizing KnowledgeLeader's sample audit checklists and questionnaires. These templates provide structure and continuity for a variety of audits and business processes.

The following 207 tools are listed based on publish date.
Checklists & Questionnaires

Healthcare Provider Baseline Controls Assessment Questionnai…

This tool provides questions to consider for assessing and improving the controls in different business processes.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires

Hazard Assessment Checklist and Corrective Action Report

This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires

Information Technology (IT) Infrastructure Questionnaire

Use the questions included in this IT audit checklist to better understand your organization's information technology infrastructure.
Subscriber Content
Mon, Jun 25, 2018
Checklists & Questionnaires

System Privileges for Terminated Employees Checklist

This sample provides action steps to consider for protecting an organization’s critical systems and data and secure systems in the event of a terminated employee compromising access con...
Subscriber Content
Mon, Jun 18, 2018
Checklists & Questionnaires

Record Retention Questionnaire

This tool helps to assure that records are retained in compliance with any regulatory record retention requirements and with company policy.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the external auditor for review and prior to developing a test plan.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review External…

This tool includes questions to consider while conducting interviews with the external auditors to solicit their views and feedback on a company's Internal Audit function.
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Test Documentation Validation Checklist

This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing material for each business cycle.
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review Customer…

The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit department.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

Update Testing: Control Self-Assessment Questionnaire

This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content
Mon, May 21, 2018
Checklists & Questionnaires

International Joint Venture Self-Assessment Checklist

This tool provides questions to consider for self-assessment of an international joint venture.
Subscriber Content
Mon, May 7, 2018