The following 1417 tools are listed based on publish date.
Guides
Balance Sheet Reconciliations Guide
Organizations can utilize this guide to assess the validity, correctness and appropriateness of their account balances at a specific point in time.
Mon, Apr 22, 2024
Audit Programs
Product Lifecycle Risk Audit Work Program
This sample work program reviews the risks in the planning and initiation, requirements analysis, design, development, testing, implementation and roll-out, and post implementation area...
Mon, Apr 15, 2024
Policies & Procedures
Licenses and Royalties Policy
This sample policy provides guidelines for the proper treatment of licenses and royalty payments.
Mon, Apr 15, 2024
Audit Programs
Direct Deposit of Royalty Payments Audit Work Program
This audit work program focuses on determining whether the sensitive information collected for the direct deposit of royalty payments is properly stored, processed, distributed and acce...
Mon, Apr 15, 2024
Audit Programs
Security Management Audit Work Program
Use the steps included in this sample work program to conduct an efficient security management audit.
Mon, Apr 15, 2024
Policies & Procedures
Allowance for Doubtful Accounts Policy
This tool contains two sample policies that establish processes organizations can use for ensuring that uniform accounting occurs for allowances for doubtful accounts.
Mon, Apr 15, 2024
Audit Reports
Back-Office Process Optimization Report
This document contains two sample audit reports that can be used by auditors to learn how other organizations performed a back-office process optimization audit.
Mon, Apr 15, 2024
Checklists & Questionnaires
System Implementation Process Questionnaire
The questions included in this tool can be applied to the implementation of new systems or major upgrades.
Mon, Apr 15, 2024
Audit Programs
Risk Assessment Audit Work Program
Our Risk Assessment Audit Work Program is designed to assess and validate key controls in place for the risk assessment component of the COSO framework.
Mon, Apr 8, 2024
Audit Programs
Flexible Benefits Audit Work Program
Assess and enhance your company's flexible benefits plan with the questions and procedures in this audit program sample.
Mon, Apr 8, 2024
Policies & Procedures
Employee Expense Policy
The purpose of this policy is to document the process that the corporate accounts payable (AP) department should follow when processing employee expense reports.
Mon, Apr 8, 2024
Policies & Procedures
Jury Duty Policy
The purpose of this policy is to allow employees to fulfill their civic obligation to jury duty service.
Mon, Apr 8, 2024