Audit Planning

The following 104 items are listed by Content Data.
Audit Programs

Executive Compensation Audit Work Program

These sample work programs provide general steps and questions organizations can use during an executive compensation au...
Mon, Nov 14, 2022
Internal Audit CPE Courses

The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)

In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Mon, Nov 7, 2022
Audit Programs

AuditNet Premium Content

Use this page to navigate to AuditNet’s premium content, which is available to all KnowledgeLeader subscribers at no add...
Mon, Sep 5, 2022
Checklists & Questionnaires

Audit Project Checklist

This tool contains several checklists that can be used to assess the extent to which project management standards are be...
Mon, Jul 11, 2022
Benchmarking Tools

Audit Data Analytics Leading Practices

Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Mon, Jul 4, 2022
Audit Programs

Configuration Controls Audit Work Program

In this work program sample, we provide general best-practice steps for the configuration controls audit process.
Subscriber Content
Mon, May 23, 2022
Policies & Procedures

IT Contingency Planning Policy

The purpose of this policy is to ensure that information system resources and business processes are protected against s...
Subscriber Content
Mon, May 16, 2022
Articles

PCAOB Inspection Reports for Annually Inspected Firms

Audit Analytics looks at the 2020 inspection reports of annually inspected firms and explores the most common accounting...
Subscriber Content
Mon, Feb 28, 2022
Checklists & Questionnaires

Control Self-Assessment Questionnaire

The two self-assessment questionnaire samples in this document can be used to design, adhere to and monitor a company’s ...
Subscriber Content
Mon, Feb 21, 2022
Checklists & Questionnaires

Corporate Governance Compliance Questionnaire

The two sample questionnaires in this document focus on what boards and management should do as they work to improve cor...
Subscriber Content
Mon, Nov 29, 2021
Checklists & Questionnaires

Sales Planning and Forecasting Process Questionnaire

This sample questionnaire can be used by auditors to assess and improve the site planning and forecasting process.
Subscriber Content
Mon, Nov 29, 2021
Charters

Corporate Audit Department Charter

This tool contains six sample charters that outline the mission statement, objectives, responsibilities and services of ...
Subscriber Content
Mon, Sep 20, 2021