Audit Planning

The following 95 items are listed by Content Data.

Guides

Interview Essentials Guide

This tool contains two guides management can use to understand the essential components of the interview process and to ...
Subscriber Content
Mon, Feb 19, 2024
Guides

Work Program Guide

This tool contains two guides that outline sample work program fieldwork and administrative steps for a typical audit pr...
Subscriber Content
Mon, Feb 12, 2024
Policies & Procedures

Internal Audit Report and Response Processing Policy

Organizations can use the procedures included in this policy to prepare and issue internal audit reports.
Subscriber Content
Mon, Jan 1, 2024
Policies & Procedures

Internal Audit Policy

Use this policy to define the purpose, responsibilities and reporting structure of your internal audit department.
Subscriber Content
Mon, Dec 18, 2023
Memos

Audit Planning Memo

This tool provides three sample audit planning memos that report an internal audit function’s high-level assessment of t...
Subscriber Content
Mon, Dec 11, 2023
Checklists & Questionnaires

Intellectual Property Fraud Risk Questionnaire

The questions included in this tool should be addressed when handling intellectual property theft.
Subscriber Content
Mon, Dec 4, 2023
Policies & Procedures

Financial Information to Third-Parties Policy

Use the procedures and best practices in this sample policy to improve your processes for disclosing company financial i...
Subscriber Content
Mon, Dec 4, 2023
Guides

Strategic Forecasting Guide

This guide discusses market drivers of forecasting, annual budgeting vs. rolling forecasts, integrated business planning...
Subscriber Content
Mon, Aug 7, 2023
Blog

Document Retention Policy Basics

We live and do business in a highly regulated, litigious society. It’s an inevitable but beneficial consequ...
Thu, May 11, 2023
Blog

Maximizing Efficiency: Best Practices for Effective Audit Project Management

Audit Testing Needs Project ManagementFor finance and audit professionals, project management is a core req...
Thu, Mar 23, 2023
Internal Audit CPE Courses

The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)

In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Mon, Nov 7, 2022
Checklists & Questionnaires

Audit Project Checklist

Use this safety audit checklist to protect your employees and create a safer work environment.
Subscriber Content
Mon, Jul 11, 2022