Audit Planning

The following 104 items are listed by Content Data.

Job Descriptions

Sarbanes-Oxley (SOX) Coordinator Job Description

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content
Mon, Jun 14, 2021
Audit Reports

Sarbanes-Oxley Section 404 Status Report

This document includes two sample reports that can be used to communicate the results of a Sarbanes-Oxley Section 404 re...
Subscriber Content
Mon, Dec 14, 2020
Audit Reports

Risk Assessment Audit Report

Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational ri...
Subscriber Content
Mon, Nov 9, 2020
Newsletters

Going Digital: The Future Auditor in Action

This issue of The Bulletin offers a compendium of some of the best practices obtained from mining the respective journey...
Subscriber Content
Mon, Nov 2, 2020
Protiviti Booklets

Internal Auditing Around the World: Volume 16

The future auditor has arrived. It’s a bold statement — and it’s true. The new edition of Internal Auditing Around the W...
Subscriber Content
Mon, Oct 19, 2020
Audit Reports

Critical Business Processes Audit Report

This sample audit report can be used by auditors for assessing and improving an organization’s business process risk.
Subscriber Content
Mon, Aug 24, 2020
Audit Reports

IT Internal Audit Report

This internal audit report sample includes steps auditors can use for conducting an information technology (IT) audit.
Subscriber Content
Mon, Jun 1, 2020
Blog

Important Roles You Need to Be Aware of During Enterprise Risk Management

The chief audit executive (CAE) and internal audit can play one or more of the following roles in conjuncti...
Thu, Mar 12, 2020
Blog

How to Identify Remarkable Value in Data Analytics for Internal Audit

Internal auditors have weighed the benefits of data analytics software since the earliest versions of the t...
Tue, Mar 10, 2020
Blog

Important Things You Need to Know When Traveling for Audits

Auditors often have the good fortune to go on audit assignments and client meetings throughout the U.S. and...
Tue, Mar 10, 2020
Blog

Internal Audit: How to Guarantee an Increase in Performance

WHAT IS AN INTERNAL AUDIT?The internal audit function’s position within a company is unique. It provides it...
Tue, Mar 10, 2020
Checklists & Questionnaires

Controls Self-Assessment Questionnaire

A clear control self-assessment template is essential for operational efficiency and overall security posture.
Subscriber Content
Mon, Feb 17, 2020