The following 181 items are listed by Content Data.
Policies & Procedures
Background Checks and Confidentiality Policy: Contractors
This policy outlines procedures for extending background checks to temporary personnel and independent contractors.
Subscriber Content
Policies & Procedures
Background Checks Policy
The following sample outlines a set of policies and procedures for background checks.
Subscriber Content
Articles
Audit and Non-Audit Fees of the S&P 500
Audit Analytics looks at audit and non-audit fees for the S&P 500 across its different industries.
Subscriber Content
Methodologies & Models
Internal Audit Capability Maturity Model (CMM)
Measure the maturity of your organization’s internal audit function and move it toward the optimized state with this cap...
Subscriber Content
Blog
How to Produce a High-Quality Audit Report
Responsible companies need to maintain the critical attributes of accountability, consistency and transpare...
Internal Audit CPE Courses
The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)
In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Articles
Twenty-Year Review of Audit & Non-Audit Fee Trends Report
Audit Analytics examines trends in audit and non-audit fees disclosed by SEC-registered companies between 2002 and 2021.
Subscriber Content
Process Flows
Time Reporting Process Flow
This sample process flow can be used as a general guide to understanding and reviewing the steps in an organization’s ti...
Subscriber Content
Methodologies & Models
Internal Controls Over Financial Reporting Compliance Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s compliance with internal control...
Subscriber Content
Guides
Internal Audit Effectiveness Guide
This guide can be used by internal audit to measure and improve the company’s internal controls over financial reporting...
Subscriber Content
Checklists & Questionnaires
Audit Project Checklist
Use this safety audit checklist to protect your employees and create a safer work environment.
Subscriber Content
Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Subscriber Content