Audit Testing

The following 205 items are listed by Content Data.

Checklists & Questionnaires

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content
Mon, May 21, 2018
Checklists & Questionnaires

Auditing Executive Compensation Questionnaire

This tool shares questions to consider when auditing the executive compensation process.
Subscriber Content
Mon, Dec 11, 2017
Protiviti Booklets

Internal Auditing Around the World: Volume 13

In our latest edition of Internal Auditing Around the World, we focus on a challenge that places leaders in somewhat unf...
Subscriber Content
Mon, Jul 31, 2017
Internal Audit CPE Courses

Testing Control Design and Operating Effectiveness (KLplus CPE Course)

This basic-level course defines internal controls, how to test control designs and their operating effectiveness, how to...
Mon, Apr 10, 2017
Internal Audit CPE Courses

Using Sampling in Internal Auditing (KLplus CPE Course)

This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...
Mon, Apr 3, 2017
Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
Subscriber Content
Mon, Mar 13, 2017
Memos

Delegated Entity Review Memo

This memo focuses on IT SOX readiness procedures for an application, testing change management, computer operations and ...
Subscriber Content
Mon, Oct 10, 2016
Memos

Minimum Testing Standards for Systems and Data Memo

This memo outlines minimum IT controls around user access, change control, backup, privacy, licenses and document retent...
Subscriber Content
Mon, Oct 3, 2016
Memos

Network Audit Management Memo

This memo documents low-risk opportunities in the network infrastructure environment identified during an internal audit...
Subscriber Content
Mon, Aug 22, 2016
Risk & Control Matrices - RCMs

Application Control Review RCM

This document outlines risks and controls common to the application control review process in a risk and control matrix ...
Subscriber Content
Mon, Aug 15, 2016
Audit Programs

Hotel Financial Reporting and Management Contract/Lease Agreement Areas Review Audit Work Program

This audit program outlines steps to perform a comprehensive review of a hotel's financial reporting area and its compli...
Subscriber Content
Mon, Aug 1, 2016
Memos

Internal Audit Project Administration Memo

This memo documents a company’s approach to administering and supervising internal audit work completed by department pe...
Subscriber Content
Mon, Jul 18, 2016