Audit Testing

The following 209 items are listed by Content Data.

Process Flows

Financial Reporting Process Flow

This flowchart defines the steps for flexible benefits process at a company.
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Test Documentation Validation Checklist

This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing mat...
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Mon, Jun 4, 2018
Checklists & Questionnaires

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
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Mon, May 21, 2018
Guides

Financial Ratio Analysis Guide

This document provides guidance on performance ratios, financial status ratios, and market value ratios that can be used...
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Mon, May 14, 2018
Checklists & Questionnaires

Auditing Executive Compensation Questionnaire

This tool shares questions to consider when auditing the executive compensation process.
Subscriber Content
Mon, Dec 11, 2017
Protiviti Booklets

Internal Auditing Around the World: Volume 13

In our latest edition of Internal Auditing Around the World, we focus on a challenge that places leaders in somewhat unf...
Subscriber Content
Mon, Jul 31, 2017
Internal Audit CPE Courses

Testing Control Design and Operating Effectiveness (KLplus CPE Course)

This basic-level course defines internal controls, how to test control designs and their operating effectiveness, how to...
Mon, Apr 10, 2017
Internal Audit CPE Courses

Using Sampling in Internal Auditing (KLplus CPE Course)

This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...
Mon, Apr 3, 2017
Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
Subscriber Content
Mon, Mar 13, 2017
Memos

Delegated Entity Review Memo

This memo focuses on IT SOX readiness procedures for an application, testing change management, computer operations and ...
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Mon, Oct 10, 2016
Memos

Minimum Testing Standards for Systems and Data Memo

This memo outlines minimum IT controls around user access, change control, backup, privacy, licenses and document retent...
Subscriber Content
Mon, Oct 3, 2016
Memos

Network Audit Management Memo

This memo documents low-risk opportunities in the network infrastructure environment identified during an internal audit...
Subscriber Content
Mon, Aug 22, 2016