Compliance

The following 515 items are listed by Content Data.
Articles

DORA Compliance: Untangling Key Hurdles to Implementation

How firms can respond to and apply Digital Operational Resilience Act requirements by the implementation date.
Mon, Jun 17, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Mon, Jun 10, 2024
Benchmarking Tools

Manage Legal and Ethical Issues Key Performance Measures (KPIs)

This tool contains two examples of how to standardize key performance measures for managing and understanding an organiz...
Mon, Jun 10, 2024
Audit Programs

Drug-Free Workplace and Workforce Audit Work Program

The purpose of this work program is to provide the general steps used to perform a drug-free workplace and workforce aud...
Mon, Jun 3, 2024
Guides

IT Compliance Guide

Use the real-world techniques and receive usable templates in this guide to manage and execute your IT compliance initia...
Mon, Jun 3, 2024
Policies & Procedures

Earnings Per Share Policy

Gain access to two sample policies for establishing uniform policies and calculating earnings per share.
Mon, May 27, 2024
Articles

Sharpening the Board’s Focus on M&A Due Diligence

In this issue of Board Perspectives, we suggest the most important questions directors should ask during the due diligen...
Mon, May 27, 2024
Articles

The Theory of Internal Audit: The Purpose-Driven Internal Audit

This article introduces the theory of purpose-driven internal auditing, emphasizing the discipline’s complexity and its ...
Mon, May 27, 2024
Articles

Key Medical Coding Audit Topics Compliance Auditors Should Consider

How organizations can enhance billing accuracy and compliance with thorough medical coding audits and prioritize high-ri...
Mon, May 20, 2024
Articles

Beyond Pass/Fail: Developing a Quantitative Framework for Cybersecurity Audits

This article highlights the consequences of unresolved vulnerabilities and the necessity of effective risk communication...
Mon, May 13, 2024
Policies & Procedures

Conflict of Interest Policy

The procedures included in this policy will help you identify and properly address potential conflicts of interest withi...
Mon, May 13, 2024
Articles

Sanctions Risk Assessment: A Key Risk Management Tool

How organizations can stay ahead of regulatory expectations and enhance financial compliance with robust sanctions risk ...
Mon, May 13, 2024