Legal and regulatory risks are a constant challenge for companies, threatening both day-to-day operations and reputation and financial stability. From stringent data protection laws like GDPR and HIPAA to broad mandates covering labor, anti-corruption and environmental standards, organizations must carefully navigate a complex web of rules. The consequences of falling short, including costly fines, lawsuits and reputational damage, can be severe. Making matters even trickier, laws are continually evolving, especially in fast-moving fields like technology and privacy, requiring businesses to stay agile and informed. For companies with a global footprint, the stakes are higher as they juggle multiple (sometimes conflicting) regulations across different countries.

The smartest way forward is to build a strong compliance strategy that goes beyond ticking boxes. This means regularly assessing risks, training employees, and setting clear policies that everyone understands. Having dedicated compliance experts or legal teams keeps the company ahead of regulatory changes, allowing for proactive solutions rather than last-minute fixes. 

1. A Guide to the EU AI Act: Regulations, Compliance and Best Practices

Discover how to ensure compliance with the EU AI Act and manage artificial intelligence systems effectively.

2. Compliance and Regulation Management Review Memo

Review policies, procedures and internal controls within your company’s compliance regulation management function.

3. Compliance With Security Laws Policy

Prevent insider trading and ensure compliance with federal securities laws.

4. Crypto Compliance in Focus: Regulatory Views Across the US, UK, EU and APAC

Explore the evolving landscape of crypto compliance across the US, UK, EU and APAC.

5. Enhanced Prudential Regulations for Foreign Banks (Regulation YY)

Review these frequently asked questions to help head office and U.S. management of foreign banking organizations understand Regulation YY.

6. Manage Legal and Ethical Issues Key Performance Measures (KPIs)

Explore how to standardize key performance measures for managing and understanding legal and ethical issues.

7. Regulations and Demand for Accountability Set the Tone for the Future of ESG Disclosures (Updated)

Get an updated overview of current global ESG regulations and explore ways companies can prepare to do business in the new regulatory paradigm.

8. Slimmed-Down CFPB Scales Back Regulatory Priorities, Shifts Focus Back to Big Banks

Review actions the CFPB will refrain from taking, including scaling back supervision in states where local authorities have the capability to regulate financial risk compliance.

9. U.S. Supreme Court Reshapes the Regulatory Landscape

Learn more about Protiviti’s advice regarding three decisions that reshaped the regulatory landscape in the United States.

10. Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment

Uncover how finance firms can transform through value chain mapping and benefits realization to stay compliant with financial regulations. 

View all Laws and Regulations Tools and Publications.