The following 479 items are listed by Content Data.
Blog
Sarbanes-Oxley Section 302 Executive Certifications: The Importance of Maintaining Compliance
The beginning of the 21st century ushered in a new financial, commercial and industrial era. It was the beg...
Guides
Sarbanes-Oxley Section 404: Report Testing Methodology Guide
This presentation serves as a guide to train SOX project teams on testing reports that are used during the financial rep...
Subscriber Content
Blog
Integrating SOX Compliance Efforts for Optimal Results
Maintaining ControlCorporate governance has become increasingly critical over the years, with organizations...
Blog
Self-Assessment Best Practices
Self-assessment is an organized means of using the knowledge of those who are most familiar with a topic, s...
Articles
Going Concerns: A 22-Year Review
Audit Analytics examines the trends and statistics of going concerns filed with the Securities and Exchange Commission s...
Subscriber Content
Articles
Transfer Agent Market Share – 2022
Audit Analytics looks at the market share among transfer agents throughout 2022.
Subscriber Content
Policies & Procedures
Background Checks and Confidentiality Policy: Contractors
This policy outlines procedures for extending background checks to temporary personnel and independent contractors.
Subscriber Content
Policies & Procedures
Background Checks Policy
The following sample outlines a set of policies and procedures for background checks.
Subscriber Content
Articles
Audit Fee Trends in Europe: 2010 – 2021
Audit Analytics looks at audit fee data for public companies listed on European exchanges dating back to 2010.
Subscriber Content
Blog
Ethics Program Best Practices
Well-written, well-disseminated ethics policies are essential aspects of modern business. Ethics are, in fa...
Checklists & Questionnaires
Electronic Discovery Questionnaire
This sample questionnaire can be used by the board and management to reduce the costs, burden and time associated with r...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Data Center Operations: Database Management RCM
This document outlines risks and controls common to database management in a risk control matrix (RCM) format.
Subscriber Content