Compliance

The following 518 items are listed by Content Data.

Blog

Topic Spotlight: Sarbanes-Oxley Act

The Sarbanes-Oxley Act (SOX) sets a high bar for publicly traded companies, demanding rigorous standar...
Mon, Jul 15, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Subscriber Content
Mon, Jul 15, 2024
Articles

Crypto and the Travel Rule: What’s Going On?

How companies can navigate crypto Travel Rule compliance to understand its impact, the need for flexible solutions and a...
Subscriber Content
Mon, Jul 15, 2024
Guides

Sarbanes-Oxley 404 IT Testing Methodology

Use the high-level diagram in this guide to test your company’s Sarbanes-Oxley Section 404 IT general control set.
Subscriber Content
Mon, Jul 15, 2024
Articles

Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment

In the first of a two-part series on achieving business and risk transformation, leaders from our Australia practice pro...
Subscriber Content
Mon, Jul 8, 2024
Blog

The COSO Framework: What It Is and How to Use It

COSO, or the Committee of Sponsoring Organizations of the Treadway Commission, is a committee composed of r...
Mon, Jul 1, 2024
Benchmarking Tools

Manage Legal and Ethical Issues Key Performance Measures (KPIs)

This tool contains two examples of how to standardize key performance measures for managing and understanding an organiz...
Subscriber Content
Mon, Jun 10, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024
Audit Programs

Drug-Free Workplace and Workforce Audit Work Program

The purpose of this work program is to provide the general steps used to perform a drug-free workplace and workforce aud...
Subscriber Content
Mon, Jun 3, 2024
Newsletters

A Call to Action for Boards

In this issue of Board Perspectives, we reveal several important opportunities leaders can take to improve board governa...
Subscriber Content
Mon, May 6, 2024
Articles

The World Bank's Ed Olowo-Okere: Let's Reimagine Government for Good

A conversation between Protiviti and the World Bank about the current crisis of governance and how governments can bette...
Subscriber Content
Mon, Apr 8, 2024
Articles

Reporting by the UK’s Largest Private Companies

Audit Analytics examines areas of improvement in reporting by the United Kingdom’s largest private companies.
Subscriber Content
Mon, Apr 8, 2024