The following 459 items are listed by Content Data.
Articles
SPACs Spotlight: Filings Trend Meets Fine Print in Latest SEC Statement
In this article, we examine what was buried in the footnotes of the SEC's latest Division of Corporation Finance stateme...
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Benchmarking Tools
External Financial Information Key Performance Indicators (KPIs)
This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
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Articles
Proposed Rule for Drug Enforcement Administration Theft Reporting
This article suggests five prevention and detection controls organizations should focus on when creating a diversion and...
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Job Descriptions
Vice President, Chief Compliance Officer (CCO) Job Description
This sample job description notes the responsibilities, key selection criteria and general information for the role of t...
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Benchmarking Reports
Executive Perspectives on Top Risks in 2021 and 2030: Energy and Utilities Industry Group Results
This report illustrates the top risks energy and utilities organizations should keep in mind moving forward, based on th...
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Articles
How the SEC’s Focus on Climate Change Might Affect Comment Letters
In this article, Audit Analytics examines the SEC's recent decision to focus on climate-related disclosures as well as t...
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Benchmarking Reports
Executive Perspectives on Top Risks in 2021 and 2030
This report contains results from our ninth annual risk survey of directors and executives worldwide to obtain their vie...
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Benchmarking Tools
Manage Government Relations Key Performance Indicators (KPIs)
This document includes leading practices and questions organizations can use to effectively manage government relations.
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Articles
Top of Mind Compliance Issues for 2021 – The AML Act of 2020
This article summarizes many key provisions from the Anti-Money Laundering Act of 2020 that should be top of mind for ma...
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Benchmarking Tools
Compliance Risk Key Performance Indicators (KPIs)
This tool features key performance indicators and questions organizations should consider when measuring compliance for ...
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Articles
Fintechs and Regulatory Compliance — A Happily Ever After?
Protiviti’s Owen Strijland shares his insights on how fintechs can overcome the AML challenges related to becoming PSD2-...
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Articles
SPAC Popularity Continues to Grow
Audit Analytics examines 2020’s unprecedented rise in special purpose acquisition company (SPAC) initial public offering...
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