The following 499 items are listed by Content Data.
Policies & Procedures
Vendor Risk Management Policy
This sample policy contains guidelines and procedures employees should follow when overseeing third-party entities.
Subscriber Content
Performer Profiles
Unum Group: Pivoting to Respond to Change While Positioning for the Future
Navigate global challenges with strategies that enable rapid response, strengthen resilience, and position organizations...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Compliance and Reporting Strategy Questionnaire
This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...
Subscriber Content
Articles
Preparing for a Dynamic Post-Pandemic Fraud Landscape
Prepare for evolving fraud risks by addressing cyber threats and strengthening controls to combat post‑pandemic schemes ...
Subscriber Content
Articles
CFPB Ready for Heightened Enforcement
Prepare financial firms for heightened CFPB enforcement by strengthening compliance systems and managing risks across pr...
Subscriber Content
Charters
Quality Assurance Function Charter
Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.
Subscriber Content
Benchmarking Tools
Privacy Program Leading Practices
This tool features several leading practices to consider when establishing a privacy program.
Subscriber Content
Checklists & Questionnaires
Tax Compliance Process Internal Control Questionnaire
This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Articles
Seven Key Factors to a Successful PMO Transformation
Strengthen your PMO by aligning strategy, improving transparency, and enhancing execution to deliver value and adapt to ...
Subscriber Content
Articles
Setting the 2021 Audit Committee Agenda: Your Questions Answered
Protiviti’s Chris Wright and Brian Christensen address some of the questions asked by attendees of a recent webinar on t...
Subscriber Content
Benchmarking Tools
External Financial Information Key Performance Indicators (KPIs)
This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Benchmarking Tools
Manage Government Relations Key Performance Indicators (KPIs)
Optimize government relations by tracking KPIs and aligning lobbying initiatives with business objectives to strengthen ...
Subscriber Content