The following 458 items are listed by Content Data.
Newsletters
The Caremark Standard: Tough but Not Impregnable
This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
Subscriber Content
Blog
Compliance: How to Position for Ultimate Effectiveness
Positioning Compliance for EffectivenessPositioning the compliance function for effectiveness is a matter o...
Blog
A Compliance Perspective to Risk Assessment
Making Your Risk Assessments Count: A Compliance Perspective to Risk AssessmentThe traditional approach for...
Blog
Consider the Distinguishing Characteristics of Risk
Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of RiskTraditional risk ass...
Checklists & Questionnaires
Managing Outsourcing and Offshoring Risk Questionnaire
As a company focuses on managing its operations in a difficult economic environment, it seeks to become leaner and more ...
Subscriber Content
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Checklists & Questionnaires
Inventory Management Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s inventory management pro...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Checklists & Questionnaires
Fixed Assets Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s fixed asset process cont...
Subscriber Content
Checklists & Questionnaires
Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls
This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
Subscriber Content
Checklists & Questionnaires
Expenditure Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization's expenditure process cont...
Subscriber Content
Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content