This tool outlines questions to consider when preparing an organization’s Sarbanes-Oxley (SOX) compliance and reporting ...

Audit Analytics takes a deeper look at the risks that initial public offerings pose to investors, regulators and other f...

In this article, we discuss the U.S. Securities and Exchange Commission’s final rule to modernize, simplify and enhance ...

In this profile, Booking Holdings Senior Vice President and Chief Audit Officer Marco Rozenberg describes his team’s int...

Here, we discuss several critical factors for financial services organizations to consider with regard to their future o...

How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.

The five strategies described in this article can help organizations strengthen their fraud prevention practices and avo...

Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.

This tool features several leading practices to consider when establishing a privacy program.

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.

Protiviti’s Joe Breithaupt and James Eick discuss the drivers behind PMO evolution and identify what factors a PMO must ...

A look at FinCEN's recently issued advisory and how finance firms can and should play an important role in detecting hum...