The following 48 items are listed by Content Data.
Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Guides
Auditing the Enterprise Risk Management (ERM) Process Guide
In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the ef...
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Charters
Quality Assurance Function Charter
This sample establishes guidelines and responsibilities for creating a quality assurance function charter.
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Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal control...
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Audit Programs
Monitoring Entity-Level Controls Audit Work Program
This document contains two sample programs that include general steps organizations can use when performing an entity-le...
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Checklists & Questionnaires
Enterprise Risk Management (ERM) Integration Strategy Questionnaire
This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strateg...
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Audit Reports
IT Compliance Review Report
This sample audit report can be used to review and better understand an organization’s IT compliance process.
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
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Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
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Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
This questionnaire template provides a number of COSO elements and their related control objectives for entity-level con...
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Checklists & Questionnaires
Entity-Level Controls Risk Assessment Questionnaire
The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level c...
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