The following 48 items are listed by Content Data.
Guides
Internal Controls Sustainability Training Guide
This sample guide focuses on building a sustainable internal control process.
Guides
Auditing the Enterprise Risk Management (ERM) Process Guide
In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the ef...
Audit Programs
Monitoring Entity-Level Controls Audit Work Program
This document provides three sample work programs focused on monitoring and auditing entity-level controls.
Regulatory Updates
COSO Issues Supplemental Guidance on Internal Control Over Sustainability Reporting
COSO has released supplemental guidance on how to effectively apply the 2013 Internal Control — Integrated Framework (IC...
Subscriber Content
Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Charters
Quality Assurance Function Charter
Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.
Subscriber Content
Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Checklists & Questionnaires
Enterprise Risk Management (ERM) Integration Strategy Questionnaire
This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strateg...
Subscriber Content
Audit Reports
IT Compliance Review Report
This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content