COSO

The following 51 items are listed by Content Data.
Guides

Enterprise Risk Management Summary Approach Guide

This tool contains three guides that focus on the infrastructure, foundational concepts and implementation of the enterp...
Mon, Jul 4, 2022
Guides

Auditing the Enterprise Risk Management (ERM) Process Guide

In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the ef...
Subscriber Content
Mon, Sep 20, 2021
Requests for Proposals - RFPs

Request for Proposal: Sarbanes-Oxley Section 404 Implementation

This request for proposal (RFP) sample can be used by organizations seeking a qualified service provider to implement a ...
Subscriber Content
Mon, Aug 23, 2021
Charters

Quality Assurance Function Charter

This sample establishes guidelines and responsibilities for creating a quality assurance function charter.
Subscriber Content
Mon, Aug 2, 2021
Audit Reports

Entity-Level Controls Assessment Report

This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Mon, Nov 16, 2020
Audit Programs

Monitoring Entity-Level Controls Audit Work Program

This document contains two sample programs that include general steps organizations can use when performing an entity-le...
Subscriber Content
Mon, Sep 14, 2020
Checklists & Questionnaires

Enterprise Risk Management (ERM) Integration Strategy Questionnaire

This tool provides questions organizations should consider when implementing an enterprise risk management (ERM) strateg...
Subscriber Content
Mon, May 4, 2020
Audit Reports

IT Compliance Review Report

This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Mon, Jan 13, 2020
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Checklists & Questionnaires

IT General Controls Questionnaire

This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019
Checklists & Questionnaires

Entity-Level Controls Fraud Questionnaire

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Entity-Level Controls Risk Assessment Questionnaire

The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level c...
Subscriber Content
Mon, May 27, 2019