Download these COSO tools and keep them handy to assist with your audit projects.

1. Monitoring Entity-Level Controls Audit Work Program

In this document, we provide three sample work programs for monitoring entity-level controls.

2. Assessing Risks and Internal Controls Guide

This document can be used as a general guide to help process owners assess risks and manage internal controls.

3. Auditing the Enterprise Risk Management (ERM) Process Guide

In this tool, we’ve compiled a guide that includes a systematic, disciplined approach to evaluating and improving the effectiveness of a company’s risk management, control and governance processes.

4. Quality Assurance Function Charter

This sample establishes guidelines and responsibilities for creating a quality assurance function charter.

5. Entity-Level Controls Assessment Report

This document contains two sample audit reports that can be used to document management’s assessment of internal controls over each of the five components at the entity level.

Browse our COSO topic page to see all of the COSO tools and publications we have published.