The following 46 items are listed by Content Data.
Guides
Assessing Risks and Internal Controls Guide
This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Subscriber Content
Blog
COSO: Step Up Your ERM, Integrated and Internal Controls
What is COSO? COSO is a framework used by businesses to establish a set of internal controls for integratio...
Charters
Quality Assurance Function Charter
Define quality assurance authority, responsibilities and oversight practices to strengthen governance, accountability an...
Subscriber Content
Checklists & Questionnaires
Enterprise Risk Management (ERM) Integration Strategy Questionnaire
Strengthen enterprise risk management integration with a strategic questionnaire that aligns risk oversight, supports de...
Subscriber Content
Blog
Segregation of Duties: Key Facts You Need to Know
Segregation of duties (SoDs) is an important concept to internal control frameworks, financial reporting an...
Blog
Enterprise Risk Management: How to Effectively Raise the Bar
Everyone talks about the need for good risk management programs, but nobody seems to know how to audit them...
Blog
How to Identify Important Components of SOC Report Evaluation
There are distinct differences between SOC 1 and SOC 2 reports, but these reports also certainly overlap. F...
Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
Build a Sarbanes-Oxley Section 404 compliance program with a proven methodology that clarifies roles, strengthens contro...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
Assess entity-level controls using a questionnaire to identify fraud risks, evaluate control effectiveness, and strength...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
Gauge entity-level controls for information and communication using a questionnaire to assess effectiveness, identify ga...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Risk Assessment Questionnaire
Appraise entity-level controls risk assessment using a questionnaire to identify key risks, evaluate control effectivene...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Monitoring Questionnaire
Scrutinize entity-level controls monitoring using a questionnaire to assess control effectiveness, identify gaps.
Subscriber Content