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Document Retention

The following 113 items are listed by Content Data.

Benchmarking Reports

2022 IT Audit Benchmarking Survey

Benchmark IT audit practices with insights from the 2022 survey, highlighting top technology risks, cybersecurity priori...
Subscriber Content
Mon, Aug 15, 2022
Articles

Adjustments Continue to Decline in 2021

Review 2021 trends in financial statement adjustments, as out‑of‑period corrections continue to decline, signaling impro...
Subscriber Content
Mon, Jul 4, 2022
Methodologies & Models

Incident Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s incident management process and ...
Subscriber Content
Mon, Jun 27, 2022
Newsletters

Framing the Data Privacy Discussion in the Boardroom

This issue of Board Perspectives provides eight topics relevant to the boardroom conversation around data privacy.
Subscriber Content
Mon, Jun 27, 2022
Checklists & Questionnaires

Audit Work Paper Quality Review Checklist

This tool provides questions and preparation techniques to consider when reviewing the quality of audit work papers.
Subscriber Content
Mon, Jun 20, 2022
Articles

IPOs Cool Off: Q1 2022 IPO Trends

Review trends and analysis from Q1 2022 as IPO activity cooled sharply, with fewer deals, lower proceeds and shifting ma...
Subscriber Content
Mon, Jun 6, 2022
Methodologies & Models

Business Continuity Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content
Mon, May 16, 2022
Newsletters

The World Is a Zoo: Framing Risks in the Boardroom

This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
Subscriber Content
Mon, Dec 6, 2021
Articles

CFPB Ready for Heightened Enforcement

Prepare financial firms for heightened CFPB enforcement by strengthening compliance systems and managing risks across pr...
Subscriber Content
Mon, Aug 2, 2021
Benchmarking Tools

External Financial Information Key Performance Indicators (KPIs)

This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Mon, May 10, 2021
Benchmarking Tools

Records Management Risk Key Performance Indicators (KPIs)

This tool contains key performance indicators and questions an organization can use to evaluate its record management pr...
Subscriber Content
Mon, May 3, 2021
Policies & Procedures

Accounts Payable Document Preparation Policy

This sample policy defines guidelines and procedures organizations should follow when preparing accounts payable documen...
Subscriber Content
Mon, Mar 22, 2021

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