The following 115 items are listed by Content Data.
Checklists & Questionnaires
Audit Work Paper Quality Review Checklist
This tool provides questions and preparation techniques to consider when reviewing the quality of audit work papers.
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Articles
IPOs Cool Off: Q1 2022 IPO Trends
In this article, Audit Analytics looks at the major decrease in initial public offerings compared to 2021.
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Methodologies & Models
Business Continuity Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
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Newsletters
The World Is a Zoo: Framing Risks in the Boardroom
This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
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Policies & Procedures
Data Backup and Retention Policy
This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
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Articles
CFPB Ready for Heightened Enforcement
How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
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Articles
Credit Balances and Government Overpayments
In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...
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Articles
Hard Times Bring Out the Best in People — Well, Not Always
In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
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Benchmarking Tools
External Financial Information Key Performance Indicators (KPIs)
This tool focuses on the key objectives for providing external financial information, the outcome measures associated wi...
Subscriber Content
Benchmarking Tools
Records Management Risk Key Performance Indicators (KPIs)
This tool contains key performance indicators and questions an organization can use to evaluate its record management pr...
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Benchmarking Tools
Manage Government Relations Key Performance Indicators (KPIs)
This document includes leading practices and questions organizations can use to effectively manage government relations.
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Benchmarking Tools
Compliance Risk Key Performance Indicators (KPIs)
This tool features key performance indicators and questions organizations should consider when measuring compliance for ...
Subscriber Content