Document Retention

The following 118 items are listed by Content Data.

Methodologies & Models

Enterprise Risk Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s enterprise risk management proce...
Subscriber Content
Mon, Jul 4, 2022
Articles

Adjustments Continue to Decline in 2021

Audit Analytics examines the major decrease in financial adjustments over a 10-year period.
Subscriber Content
Mon, Jul 4, 2022
Methodologies & Models

Incident Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s incident management process and ...
Subscriber Content
Mon, Jun 27, 2022
Newsletters

Framing the Data Privacy Discussion in the Boardroom

This issue of Board Perspectives provides eight topics relevant to the boardroom conversation around data privacy.
Subscriber Content
Mon, Jun 27, 2022
Checklists & Questionnaires

Audit Work Paper Quality Review Checklist

This tool provides questions and preparation techniques to consider when reviewing the quality of audit work papers.
Subscriber Content
Mon, Jun 20, 2022
Articles

IPOs Cool Off: Q1 2022 IPO Trends

In this article, Audit Analytics looks at the major decrease in initial public offerings compared to 2021.
Subscriber Content
Mon, Jun 6, 2022
Methodologies & Models

Business Continuity Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s business continuity management p...
Subscriber Content
Mon, May 16, 2022
Newsletters

The World Is a Zoo: Framing Risks in the Boardroom

This issue of Board Perspectives identifies six key takeaways from a National Association of Corporate Directors (NACD) ...
Subscriber Content
Mon, Dec 6, 2021
Policies & Procedures

Data Backup and Retention Policy

This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
Subscriber Content
Mon, Sep 20, 2021
Articles

CFPB Ready for Heightened Enforcement

How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content
Mon, Aug 2, 2021
Articles

Credit Balances and Government Overpayments

In this article, we provide guidance on the Centers for Medicare and Medicaid Services’ Final Rule governing the investi...
Subscriber Content
Mon, Jun 28, 2021
Articles

Hard Times Bring Out the Best in People — Well, Not Always

In this article, Protiviti Senior Managing Director Carol Beaumier explains how lenders can proactively identify potenti...
Subscriber Content
Mon, Jun 7, 2021