Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...

This document outlines risks and controls common to the employee leave component of the “manage and administer benefits”...

The May 2017 Compliance Insights newsletter includes: (1) A Call to Streamline State Supervision of MSBs

This document outlines risks and controls common to the “manage service contracts” process in a risk control matrix (RCM...

This document outlines risks and controls common to the manage and administer benefits process when administering COBRA ...

This memo outlines minimum IT controls around user access, change control, backup, privacy, licenses and document retent...

This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...

This policy outlines a set of procedures for Family Medical Leave, in accordance with the U.S. Family and Medical Leave ...

This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...

The following sample outlines a set of policies and procedures for workers' compensation.

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...