Document Retention

The following 252 items are listed by Content Data.
Articles

SEC Comment Letters: An Eight-Year Trend

In this article, Audit Analytics examines standout trends from the last eight years of SEC comment letters.
Subscriber Content
Mon, Jul 8, 2019
Articles

Despite Slow Adoption, Companies Are Putting Artificial Intelligence on Fast Track, Protiviti Survey Finds

This article takes a closer look at the results of the 2018 Global AI and ML Survey, including which global segments are...
Subscriber Content
Mon, Jun 10, 2019
Articles

ICFR Weakness as a Risk Factor — Similarities in Companies With Ineffective Controls

In this article, Audit Analytics highlights three companies with internal control weaknesses and examines their common i...
Subscriber Content
Mon, Jun 10, 2019
Articles

Could SEC Charges Have Been Predicted for GT Advanced Technologies?

In this article, Audit Analytics explains exactly what led to the SEC’s recent charges against GT Advanced Technologies ...
Subscriber Content
Mon, Jun 3, 2019
Methodologies & Models

Fixed Asset Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Mon, May 27, 2019
Articles

Planning to Go Public in 2019? How to Get and Stay IPO-Ready Through the Government Shutdowns and Other Market Conditions

If your organization is considering a public offering in 2019, we recommend you review this article to learn the fundame...
Subscriber Content
Mon, May 27, 2019
Articles

Slow Adoption Progress of ASC 842 – Leases

The FASB issued a new lease accounting standard (ASC 842) in February 2016, but it didn’t come into effect until 2019 fo...
Subscriber Content
Mon, May 27, 2019
Protiviti Booklets

FAQ: Understanding the General Data Protection Regulation

Organizations have many questions about the General Data Protection Regulation (GDPR), and in response, Protiviti has de...
Subscriber Content
Mon, May 13, 2019
Articles

U.S. Bank Regulators Encourage Innovation in the Fight Against Financial Crime

Protiviti Senior Managing Director Carol Beaumier explores the federal regulators’ push for innovation and what it means...
Subscriber Content
Mon, May 6, 2019
Checklists & Questionnaires

Global Compliance Questionnaire

This questionnaire can serve as the starting point for assessing an organization's compliance in a variety of areas, inc...
Subscriber Content
Mon, Apr 22, 2019
Process Flows

HR Compliance Process Flow

This flowchart defines the steps an organization can take to implement an HR compliance process.
Subscriber Content
Mon, Mar 18, 2019
Audit Programs

Property Investments Audit Work Program

This audit program sample includes steps that can be used to review a company’s property investment process.
Subscriber Content
Mon, Jan 14, 2019