The following 252 items are listed by Content Data.
Articles
SEC Comment Letters: An Eight-Year Trend
In this article, Audit Analytics examines standout trends from the last eight years of SEC comment letters.
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Articles
Despite Slow Adoption, Companies Are Putting Artificial Intelligence on Fast Track, Protiviti Survey Finds
This article takes a closer look at the results of the 2018 Global AI and ML Survey, including which global segments are...
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Articles
ICFR Weakness as a Risk Factor — Similarities in Companies With Ineffective Controls
In this article, Audit Analytics highlights three companies with internal control weaknesses and examines their common i...
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Articles
Could SEC Charges Have Been Predicted for GT Advanced Technologies?
In this article, Audit Analytics explains exactly what led to the SEC’s recent charges against GT Advanced Technologies ...
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Methodologies & Models
Fixed Asset Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
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Articles
Planning to Go Public in 2019? How to Get and Stay IPO-Ready Through the Government Shutdowns and Other Market Conditions
If your organization is considering a public offering in 2019, we recommend you review this article to learn the fundame...
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Articles
Slow Adoption Progress of ASC 842 – Leases
The FASB issued a new lease accounting standard (ASC 842) in February 2016, but it didn’t come into effect until 2019 fo...
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Protiviti Booklets
FAQ: Understanding the General Data Protection Regulation
Organizations have many questions about the General Data Protection Regulation (GDPR), and in response, Protiviti has de...
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Articles
U.S. Bank Regulators Encourage Innovation in the Fight Against Financial Crime
Protiviti Senior Managing Director Carol Beaumier explores the federal regulators’ push for innovation and what it means...
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Checklists & Questionnaires
Global Compliance Questionnaire
This questionnaire can serve as the starting point for assessing an organization's compliance in a variety of areas, inc...
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Process Flows
HR Compliance Process Flow
This flowchart defines the steps an organization can take to implement an HR compliance process.
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Audit Programs
Property Investments Audit Work Program
This audit program sample includes steps that can be used to review a company’s property investment process.
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