The following 36 items are listed by Content Data.
Blog
KnowledgeLeader's Top 10 Pages: April 2023
Download the top 10 most frequently accessed tools and publications on KnowledgeLeader in April.1. Entity-L...
Blog
Entity-Level Controls: The Importance of Setting the Tone
An effective organization of consequence, whether public or private, attempts to strike a balance between i...
Audit Reports
Entity-Level Controls Assessment Report
This document contains two sample audit reports that can be used to document management’s assessment of internal control...
Subscriber Content
Checklists & Questionnaires
Control Rationalization and Cost-Effectiveness Questionnaire
This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...
Subscriber Content
Blog
COSO Integrated Control Framework: Important Changes You Need to Know
In January 2013, the updated version of the Committee of Sponsoring Organizations of the Treadway Commissio...
Blog
Disclosure Controls and Procedures: Key Facts You Need to Know
The SEC introduced “disclosure controls and procedures” as a new term in its initial August 29, 2002, relea...
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
Utilize this tool to assess and enhance your organization's communication and information management processes, ensuring...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Monitoring Questionnaire
Use this questionnaire as a guide to documenting entity-level controls and their COSO attributes, related test procedure...
Subscriber Content
Memos
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content