The following 31 items are listed by Content Data.
Checklists & Questionnaires
Control Rationalization and Cost-Effectiveness Questionnaire
This tool highlights questions to consider when implementing and measuring an organization’s cost-effectiveness and cont...
Subscriber Content
Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Checklists & Questionnaires
Entity-Level Control Environment Questionnaire
This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Information and Communication Questionnaire
Utilize this tool to assess and enhance your organization's communication and information management processes, ensuring...
Subscriber Content
Checklists & Questionnaires
Entity-Level Controls Monitoring Questionnaire
Use this questionnaire as a guide to documenting entity-level controls and their COSO attributes, related test procedure...
Subscriber Content
Memos
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content
Blog
A Guide to Self-Assessment Value Proposition
Self-assessment is a process through which an organization utilizes its internal knowledge to identify and ...
Audit Reports
Entity-Level Risk Assessment Audit Report
Review entity‑level risk assessment results with an audit report to evaluate control environment, identify key risks, an...
Subscriber Content
Sarbanes-Oxley CPE Courses
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.
Memos
Internal Control Audit Instructions Memo
Guide internal control audit instructions with a memo to define procedures, support testing activities and ensure consis...
Subscriber Content
Memos
Issue Identification Memo
Support issue identification with a memo to document findings, assess root causes, and enable timely corrective actions ...
Subscriber Content