The following 436 items are listed by Content Data.
Memos
Journal Entry Review Planning Memo
This sample memo includes a review of policies, procedures and internal controls currently in place regarding the proces...
Subscriber Content
Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial rep...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Billing/Account Adjustments RCM
This document outlines risks and controls common to the manage billing/account adjustments process in a risk control mat...
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Documentation Readiness Checklist
This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Blog
How to Build an Effective Business Process
Key Performance Measures Improving the ProcessAn effective business process is built on a set of well-defin...
Risk & Control Matrices - RCMs
Managed Fixed Assets: Maintenance RCM
This document outlines risks and controls common to the asset acquisition component of the “maintenance” process in a ri...
Subscriber Content
Risk & Control Matrices - RCMs
Drafting and Reporting Financial Statements RCM
This document outlines risks and controls common to the drafting and reporting financial statements process in a risk co...
Subscriber Content
Risk & Control Matrices - RCMs
Managed Fixed Assets: Asset Acquisition RCM
This document outlines risks and controls common to the asset acquisition component of the “managed fixed assets” proces...
Subscriber Content
Blog
How Does Opportunity Risk Apply to Financial Business Processes?
Opportunity risk occurs whenever there’s a possibility that a better opportunity may become available after...
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Checklists & Questionnaires
Order Processing Benchmarking Questionnaire
This questionnaire template can be used to perform a benchmarking survey for order processing.
Subscriber Content
Newsletters
Board Oversight of Performance Management
Performance management is the process by which performance toward targeted goals is measured and monitored. Performance ...
Subscriber Content