The following 592 items are listed by Content Data.
Memos
Journal Entry Review Planning Memo
This sample memo includes a review of policies, procedures and internal controls currently in place regarding the proces...
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Audit Reports
Internal Audit Status Update Report
This sample internal audit report includes a status update to be presented to the audit committee.
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Checklists & Questionnaires
Control Design Effectiveness Review Checklist
Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiven...
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Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial rep...
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Audit Reports
SAP Change Management Review Audit Report
This sample audit report provides management with an assessment of its current state and associated SAP change managemen...
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Process Flows
Financial Reporting Process Flow
This flowchart defines the steps for flexible benefits process at a company.
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Risk & Control Matrices - RCMs
Manage Billing/Account Adjustments RCM
This document outlines risks and controls common to the manage billing/account adjustments process in a risk control mat...
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Checklists & Questionnaires
Sarbanes-Oxley Section 404 Documentation Readiness Checklist
This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
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Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review External Auditor Interview Questions
This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
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Risk & Control Matrices - RCMs
Invoice the Customer RCM
This document outlines risks and controls common to the invoice the customer process in a risk control matrix (RCM) form...
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Checklists & Questionnaires
Update Testing: Control Self-Assessment Questionnaire
This questionnaire helps to assess if the controls are operating effectively within a business unit.
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Risk & Control Matrices - RCMs
Managed Fixed Assets: Maintenance RCM
This document outlines risks and controls common to the asset acquisition component of the “maintenance” process in a ri...
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