Financial Services Industry

The following 118 items are listed by Content Data.

Guides

Risk-Based Auditing Guide

This guide is designed to help auditors respond to organizational risks more timely and provide insights to management t...
Subscriber Content
Mon, Dec 5, 2022
Policies & Procedures

Revenue Recognition Policy

A revenue recognition policy example that can prevent issues in revenue recognition and improve financial outcomes.
Subscriber Content
Mon, Sep 12, 2022
Performer Profiles

Standard Chartered: Creating an Organization That Is “Resilient by Design”

See how Standard Chartered is driving change by embedding resilience into its operating model, enabling the organization...
Subscriber Content
Mon, Aug 22, 2022
Articles

Pent-Up Demand in the U.S. Lifts Commercial Real Estate Short-Term

Understand how pent‑up demand is creating short‑term opportunities for real estate investors as U.S. commercial real est...
Subscriber Content
Mon, Jun 27, 2022
Benchmarking Reports

Executive Perspectives on Top Risks in 2021 and 2030: Private-Equity Owned Company Results

Gain insight into top risks facing private equity firms as executives at PE‑owned companies assess growth threats and ri...
Subscriber Content
Mon, May 23, 2022
Performer Profiles

FIS: Leveraging the Power of Emerging Technology for Greater Assurance

See how FIS leverages emerging technology to enhance audit assurance, using advanced analytics and automation to strengt...
Subscriber Content
Mon, Nov 8, 2021
Performer Profiles

DBS Bank: Using Data to Highlight Risks, Increase Resilience and Usher in the Future of Audit

See how agile methodology transforms internal audit by using data to identify risks, enhance resilience, and enable more...
Subscriber Content
Mon, Oct 18, 2021
Performer Profiles

Unum Group: Pivoting to Respond to Change While Positioning for the Future

Navigate global challenges with strategies that enable rapid response, strengthen resilience, and position organizations...
Subscriber Content
Mon, Sep 27, 2021
Benchmarking Tools

Financial Instrument Risk Key Performance Indicators (KPIs)

This tool contains business risks and questions organizations should address when handling their financial instruments.
Subscriber Content
Mon, Sep 27, 2021
Methodologies & Models

Anti-Money Laundering Capability Maturity Model (CMM)

This tool defines the capability maturity indicators for the anti-money laundering process, from the initial stage throu...
Subscriber Content
Mon, Aug 16, 2021
Articles

CFPB Ready for Heightened Enforcement

Prepare financial firms for heightened CFPB enforcement by strengthening compliance systems and managing risks across pr...
Subscriber Content
Mon, Aug 2, 2021
Articles

Helping to Save Lives — FinCEN Takes the Lead in Battling Human Trafficking Amid COVID-19

Explore how COVID‑19 intensified human trafficking risks and how FinCEN guides financial institutions to detect and repo...
Subscriber Content
Mon, Jul 5, 2021