The following 158 items are listed by Content Data.
Policies & Procedures
Whistleblower Policy
Ensure that your accounting and audit-related complaint-handling processes comply with management’s and the audit commit...
Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
Identify potential FCPA risks and inefficiencies, conduct thorough compliance tests, and provide recommendations for imp...
Audit Programs
Fraud Prevention Process: Debit and Credit Card Transactions Audit Work Program
Identify, evaluate and report on the efficiency and effectiveness of your company's fraud prevention process for debit a...
Audit Programs
EDI Audit Work Program
Explore our EDI Audit Work Program to master the setup, testing and oversight of secure data exchanges between clients a...
Policies & Procedures
System, Database and Application Administrator Policy
Define the roles, activities and responsibilities of administrators regarding access rights to applications running on c...
Checklists & Questionnaires
Segregation of Duties Questionnaire
Leverage the segregation of duties questionnaires in this 14-sample tool to optimize your internal controls, identify an...
Articles
Use of Artificial Intelligence and Audit Analytics in Internal Audit Processes in the Public Sector
Learn more about the impact of handling artificial intelligence models in the internal audit process and risk management...
Articles
Protiviti's Scott Laliberte: Regulation of AI and Emerging Tech Should Not Stifle Innovation
Protiviti’s Scott Laliberte and Joe Kornik discuss emerging technologies and if, how, why and when the government should...
Checklists & Questionnaires
Process-Level Monitoring Results Questionnaire
Use the questions included in this tool to strengthen your organization’s operational efficiency and ensure SOX complian...
Articles
U.S. Supreme Court Reshapes the Regulatory Landscape
Over the course of a few days before the end of its summer session, the U.S. Supreme Court issued three decisions that r...
Guides
Educating the Audit Committee About Fraud Guide
Use this guide to educate your organization’s audit committee on fraud intricacies, detection and prevention methods, co...
Subscriber Content
Articles
The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation
Audit Analytics looks at SEC concerns, historical rejections, and the ongoing battle between the SEC and Congress.
Subscriber Content