The following 200 items are listed by Content Data.
Policies & Procedures
Injury and Illness Prevention Policy
The following sample outlines a set of policies and procedures for protecting the safety and health of the employees at ...
Policies & Procedures
Insider Trading Policy
The guidelines and procedures included in this policy sample can be used for insider trading.
Checklists & Questionnaires
Credit Card Fraud Risk Questionnaire
Focus on these questions to learn more about the organization’s management and monitoring of credit card fraud risk.
Benchmarking Reports
Five Focal Points for Future-Ready CFOs
CFOs should consider these five insights and actions from Protiviti’s 2023 Global Finance Trends Survey Report.
Policies & Procedures
Information Technology Policy: Role-Based User Management
This sample policy ensures that there are additional controls in place to detect errors and safeguard company computers ...
Articles
The Future Is Digital but Fraud, Volatility Could Cripple Crypto, Says Allianz Trade Executive
Allianz Trade Head of Digital Partnerships Aaron Lindstrom and Protiviti’s Joe Kornik discuss the end of cash, digital p...
Policies & Procedures
Grievance Policy
This sample outlines a set of procedures to follow for employees to file grievances and the related resolution process.
Guides
Segregation of Duties and Logical Access Guide
This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices...
Policies & Procedures
Finance Code of Conduct Policy
This sample policy serves as a code of conduct specific to senior financial officers of a company with the purpose of do...
Regulatory Updates
PCAOB Issues Staff Update and Preview of 2022 Inspection Observations
This Flash Report highlights troubling trends in inspection results and sheds light on the PCAOB’s current areas of insp...
Guides
Risk Culture Guide
This guide provides auditors with a comprehensive breakdown of the enterprise risk management (ERM) process and risk cul...
Audit Programs
Integrity and Ethical Values Audit Work Program
The two sample audit program templates included in this document can be used by organizations to ensure a commitment to ...