Governance Risk & Compliance

The following 105 items are listed by Content Data.
Risk & Control Matrices - RCMs

Manage IT Infrastructure: Data Governance Risk and Control Matrix (RCM)

Implement this RCM to strengthen your internal controls, assess risks, and develop an action plan that aligns data manag...
Subscriber Content
Mon, Mar 31, 2025
Blog

New Content on KnowledgeLeader - 3/31/2025

ToolsThe following tools were published on KnowledgeLeader this week:Employee Stock Option Termination...
Mon, Mar 31, 2025
Audit Programs

Fraud Prevention and Detection Audit Work Program

Systematically scrutinize your organization's fraud prevention processes, ensure adherence to relevant regulations, and ...
Mon, Feb 24, 2025
Policies & Procedures

Risk Management Policy

Explore our comprehensive Risk Management Policy to enhance your company's operational efficiency and ensure compliance ...
Mon, Feb 17, 2025
Checklists & Questionnaires

System Privileges for Terminated Employees Checklist

Take immediate action steps to protect your organization’s critical systems and data and secure systems in the event of ...
Mon, Feb 10, 2025
Articles

Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions

Navigate the evolving landscape of sanctions compliance for financial institutions in 2025 with our expert insights and ...
Mon, Feb 3, 2025
Checklists & Questionnaires

Sarbanes-Oxley Process Walkthrough Questionnaire

Proactively evaluate and reinforce your organization's financial controls, ensuring robust compliance with regulatory re...
Mon, Jan 20, 2025
Guides

Root Cause Analysis Guide

Document root causes accurately, avoid common pitfalls, and ensure that management action plans are comprehensive and ef...
Mon, Dec 9, 2024
Policies & Procedures

Accounts Receivable Policy

Establish procedures to ensure consistency in your company’s accounting treatment of receivables with this sample policy...
Mon, Dec 2, 2024
Policies & Procedures

Sustainability Policy

Develop a clear framework for integrating sustainability principles into all levels of company operations with this sust...
Mon, Nov 18, 2024
Policies & Procedures

ISO 9000 Certification Policy

Leverage the best-practice procedures provided in this sample ISO policy to help your organization achieve ISO 9000 cert...
Mon, Nov 4, 2024
Audit Programs

E-Commerce Website Audit Work Program

Strengthen your e-commerce website's internal audit with our comprehensive E-Commerce Website Audit Work Program.
Subscriber Content
Mon, Oct 7, 2024