Governance Risk & Compliance

The following 104 items are listed by Content Data.

Performer Profiles

Salesforce: V2MOM and Setting a Vision for Salesforce Audit

In this profile, Art Perez, senior vice president and audit executive at Salesforce, explains the V2MOM planning process...
Subscriber Content
Mon, Feb 22, 2021
Charters

Enterprise Risk Management (ERM) Committee Charter

Dive into our ERM charter sample for insights on committee meetings, attendance and responsibilities.
Subscriber Content
Mon, Nov 30, 2020
Methodologies & Models

Facilitated Self-Assessment Meetings Methodology

This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Mon, Dec 16, 2019
Blog

Six Tips on How to Implement a Strong Ethics Program

Do your customers trust and believe in your company? Do you trust and believe your employees? Do your emplo...
Fri, Nov 22, 2019
Audit Reports

Privacy Compliance Program Review Audit Report

This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
Subscriber Content
Mon, Oct 7, 2019
Articles

Five Reasons for Conduct Risk Failures — With One Shared Cause

In this white paper, we analyze the root causes of conduct risk failures, focusing on five specific but interconnected a...
Subscriber Content
Mon, Sep 23, 2019
Newsletters

Sustainability Reporting: Time to Get Serious?

This issue of The Bulletin discusses sustainability reporting – what it is, how it is being enabled, why it is important...
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires

Process Integration Checklist

This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...
Subscriber Content
Mon, Apr 1, 2019
Checklists & Questionnaires

Medical Records, Coding and Billing Processes Compliance Questionnaire

This tool provides questions to consider when performing audits of an organization's medical records, coding and billing...
Subscriber Content
Mon, Dec 17, 2018
Checklists & Questionnaires

General Threat Questionnaire

This sample checklist can be used for risk assessment to identify failure scenarios and the likelihood and severity of d...
Subscriber Content
Mon, Nov 19, 2018
Newsletters

Sustainability: The What, Why and How

In this issue of The Bulletin, Protiviti discusses sustainability — what it is, why it’s important, and the obstacles to...
Subscriber Content
Mon, Aug 13, 2018
Checklists & Questionnaires

Hazard Assessment Checklist and Corrective Action Report

This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018