The following 667 items are listed by Content Data.
Guides
Internal Control Review Conclusion/Opinion Guide – Writing Example
This sample outlines writing examples for conclusions and opinions on an internal control review.
Guides
Process Evaluation Guide
We’ve provided an overview of process evaluation and included an example process description chart in this sample guide.
Audit Programs
Security Audit Work Program
Use these audit work program samples to assess the effectiveness of risk management processes and the risk levels relate...
Memos
Audit Planning Memo
This tool provides three sample audit planning memos that report an internal audit function’s high-level assessment of t...
Policies & Procedures
Foreign Exchange Management Policy
The three sample policies included in this document set forth the appropriate guidelines for foreign exchange management...
Guides
Guide to Prioritizing Using the Nominal Group Technique
This guide allows a group to rank a list of options or ideas in order of importance in a group meeting or brainstorming ...
Policies & Procedures
Insurance Verification (Healthcare) Policy
Ensure that patient benefits are verified prior to or immediately following an admission or outpatient procedure with th...
Guides
Internal Audit Competency Model and Assessment Guide
This guide suggests competency objectives for internal auditors at junior, intermediate and senior levels.
Performer Profiles
Westpac Group: Refocusing for Relevance
Scott Kieran, Westpac Group’s Chief Audit Executive, discusses how his team has become a well-run, more technology-enabl...
Newsletters
Board Risk Oversight in the Age of Disruption
This issue of Board Perspectives explores effective board risk oversight in disruptive times and provides key strategies...
Policies & Procedures
Financial Information to Third-Parties Policy
Use the procedures and best practices in this sample policy to improve your processes for disclosing company financial i...
Checklists & Questionnaires
Intellectual Property Fraud Risk Questionnaire
The questions included in this tool should be addressed when handling intellectual property theft.