Internal Audit

The following 645 items are listed by Content Data.

Blog

Where to Look for Digital Risk

Many auditors are asking themselves the same legitimate question: With so much happening, where do we start...
Fri, Jul 19, 2019
Audit Reports

Quality Assurance Review Implementation Report

This sample report can be used to present recommendations and action plans to management upon completion of a quality as...
Subscriber Content
Mon, Jul 8, 2019
Checklists & Questionnaires

General Accounting Questionnaire: Finance Process Improvement Project Plan

This tool reviews questions to consider for tracking details associated with financial process efficiency and improving ...
Subscriber Content
Mon, Jul 8, 2019
Checklists & Questionnaires

Financial Close Process Questionnaire: Generate Financial Statements and Disclosures

This questionnaire focuses on the financial close process, specifically generating financial statements and related disc...
Subscriber Content
Mon, Jun 17, 2019
Blog

How to Evaluate Your Corporate Culture

Starting the Process to Evaluate CultureInternal auditors often talk about the “tone at the top” – the idea...
Fri, Jun 14, 2019
Newsletters

The Future Auditor Goes Digital

This issue of The Bulletin discusses the future auditor’s journey to a next-generation function.
Subscriber Content
Mon, Jun 10, 2019
Newsletters

Getting More from Internal Audit in the Digital Age

This issue of Board Perspectives: Risk Oversight focuses on two questions: Is internal audit adjusting quickly enough to...
Subscriber Content
Mon, Jun 3, 2019
Checklists & Questionnaires

Entity-Level Controls Risk Assessment Questionnaire

The objective of this questionnaire is to assess a number of COSO elements and the related objectives for entity-level c...
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Internal Audit Qualitative Diagnostic Questionnaire

This sample questionnaire can be used by an external or internal quality assurance review (QAR) team to benchmark the in...
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Sarbanes-Oxley Section 302 Diagnostic Survey

This tool helps an organization assess how well it complies with various Sarbanes-Oxley Section 302 activities.
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Entity-Level Controls Monitoring Questionnaire

Monitoring is a process that assesses the quality of the entity's internal control performance over time. This template ...
Subscriber Content
Mon, May 13, 2019
Memos

IT Governance Diagnostic Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s IT governance...
Subscriber Content
Mon, May 13, 2019