The following 581 items are listed by Content Data.
Newsletters
The Four C's in Overseeing Internal Audit
This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any...
Subscriber Content
Internal Audit CPE Courses
Implementing Continuous Auditing (KLplus CPE Course)
Explore the benefits of continuous auditing and how it can impact your risk management.
Internal Audit CPE Courses
Overview of the COSO Internal Control - Integrated Framework (KLplus CPE Course)
The objective of this course is to provide an overview of the Framework and to explain how it is applied at the entity a...
Internal Audit CPE Courses
Using Sampling in Internal Auditing (KLplus CPE Course)
This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...
Internal Audit CPE Courses
Introduction to the Internal Audit Profession (KLplus CPE Course)
This basic-level course explains the general purpose, role and skills required of an internal auditor.
Checklists & Questionnaires
Audit Committee Annual Planning Schedule
This sample schedule provides an annual planner for audit committee activities and demonstrates how to schedule and trac...
Subscriber Content
Checklists & Questionnaires
Audit Committee Risk Assessment Survey Questionnaire
This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
Subscriber Content
Checklists & Questionnaires
Audit Planning and Scoping Checklist
This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Compliance Project Work Paper Standards and Guidelines: Policy and Procedures
The purpose of this document is to establish basic guidelines and standards for the preparation and review of work paper...
Subscriber Content
Memos
Internal Audit Risk Assessment Announcement Memo
This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
Subscriber Content
Memos
Internal Control Audit Instructions Memo
Access critical insights in our internal control memo to strengthen your company's financial integrity and compliance.
Subscriber Content
Memos
Issue Identification Memo
This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content