Internal Audit

The following 644 items are listed by Content Data.

Internal Audit CPE Courses

Introduction to the Internal Audit Profession (KLplus CPE Course)

This basic-level course explains the general purpose, role and skills required of an internal auditor.
Mon, Apr 3, 2017
Checklists & Questionnaires

Audit Committee Annual Planning Schedule

This sample schedule provides an annual planner for audit committee activities and demonstrates how to schedule and trac...
Subscriber Content
Mon, Apr 3, 2017
Checklists & Questionnaires

Audit Committee Risk Assessment Survey Questionnaire

This questionnaire solicits input during an integrated audit risk assessment to direct the current year's audit plan.
Subscriber Content
Mon, Mar 20, 2017
Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
Subscriber Content
Mon, Mar 13, 2017
Policies & Procedures

Sarbanes-Oxley Section 404 Compliance Project Work Paper Standards and Guidelines: Policy and Procedures

The purpose of this document is to establish basic guidelines and standards for the preparation and review of work paper...
Subscriber Content
Mon, Mar 6, 2017
Memos

Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
Subscriber Content
Mon, Oct 17, 2016
Memos

Internal Control Audit Instructions Memo

Access critical insights in our internal control memo to strengthen your company's financial integrity and compliance.
Subscriber Content
Mon, Sep 26, 2016
Memos

Issue Identification Memo

This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Mon, Sep 19, 2016
Checklists & Questionnaires

Internal Audit Strategic Focus Questionnaire

Identify gaps in your current risk management strategies and internal audit practices and adapt to emerging risks and re...
Subscriber Content
Mon, Sep 12, 2016
Newsletters

Is Internal Audit Meeting Expectations?

This issue of Board Perspectives outlines six imperatives for internal audit from the CBOK study based on feedback from ...
Subscriber Content
Mon, Aug 15, 2016
Risk & Control Matrices - RCMs

Application Control Review RCM

This document outlines risks and controls common to the application control review process in a risk and control matrix ...
Subscriber Content
Mon, Aug 15, 2016
Newsletters

The Future Auditor Revisited

This issue of The Bulletin provides an update on the future auditor and its implications to internal audit’s value propo...
Subscriber Content
Mon, Aug 8, 2016