Internal Controls

The following 559 items are listed by Content Data.
Audit Programs

Remote Site Visit Audit Work Program

This sample contains three work programs that provide general steps organizations can use during a remote site audit.
Mon, Jun 5, 2023
Policies & Procedures

IT Project Management and SDLC Policy

The purpose of this policy is to establish requirements to consistently govern and manage IT projects, including acquisi...
Mon, Jun 5, 2023
Policies & Procedures

Rebate Payments Policy

Organizations can use this rebate payments policy to identify rebate payments to be made and calculate the appropriate p...
Mon, Jun 5, 2023
Articles

Technical Debt and Innovation: The CFO’s Perspective

Why innovation and technical debt must be key areas of focus for CFOs and finance leaders.
Mon, Jun 5, 2023
Guides

Sarbanes-Oxley 404 Compliance Project Testing and Documentation Standards Guide

This guide can be used by Sarbanes-Oxley project teams to test Section 404 key controls and document the testing results...
Mon, Jun 5, 2023
Articles

Reviewing SEC Accounting and Auditing Enforcement Activities

Audit Analytics looks at financial reporting enforcement records dating back to October 1999 and covers Accounting and A...
Mon, May 29, 2023
Policies & Procedures

Access Management Policy

This tool contains four sample policies that define procedures for ensuring that access to all systems and applications ...
Mon, May 29, 2023
Audit Programs

Privacy Audit Work Program

This tool contains two sample work programs that highlight risks to consider and general steps to take when facilitating...
Mon, May 29, 2023
Policies & Procedures

Data Center Operations and Problem Management Policy

The objective of this document is to provide policy and procedure guidance for conducting major activities in a company'...
Mon, May 22, 2023
Audit Programs

System Pre-Implementation Audit Work Program

This tool contains three sample work programs that highlight general steps organizations should follow when executing a ...
Mon, May 15, 2023
Policies & Procedures

Accounting System Security Policy

This policy establishes the standards and procedures for accounting system security in compliance with management's obje...
Mon, May 15, 2023
Guides

Standardizing Documentation for Internal Controls Guide

This presentation serves as a guide to achieving standardization for internal control documentation.
Mon, May 15, 2023