Internal Controls

The following 551 items are listed by Content Data.
Audit Programs

Firewall Audit Work Program

With this tool, you get four sample work programs designed to provide guidance for your next firewall audit.
Mon, Mar 20, 2023
Audit Programs

Spreadsheet Audit Work Program

Use the general best-practice steps included in this document to perform an effective spreadsheet audit.
Mon, Mar 20, 2023
Checklists & Questionnaires

Treasury Internal Control Questionnaire

This sample questionnaire can be used by management performing a control self-assessment of their operations.
Mon, Mar 20, 2023
Policies & Procedures

Computing Operations and Support: Service-Levels Policy

The purpose of this policy is to ensure that there are defined and documented IT services, service times and user-agreed...
Mon, Mar 13, 2023
Policies & Procedures

Impairments Policy

This sample policy is designed to help organizations define processes for reviewing impaired property and equipment.
Mon, Mar 13, 2023
Guides

Risk Assessment Guide

This tool contains four guides that can be used by auditors to understand and improve their risk assessment process.
Mon, Mar 13, 2023
Audit Programs

IT General Controls Audit Work Program

This tool contains four sample work programs that provide general steps an organization should consider when evaluating ...
Mon, Mar 6, 2023
Guides

Assessing Risks and Internal Controls Guide

This tool can be used as a general guide for process owners assessing risks and managing internal controls.
Mon, Feb 27, 2023
Audit Programs

PCI Review Audit Work Program

This audit program can be used by organizations to process PINs, create cryptographic keys and administer secure keys.
Mon, Feb 27, 2023
Policies & Procedures

Cellular Phone Policy

Organizations can use this policy to manage cellular phones required for business purposes in a convenient and cost-effe...
Mon, Feb 20, 2023
Policies & Procedures

Change of Access Status Policy

This sample policy defines the conditions for creating, terminating or altering the status of a user’s access to company...
Mon, Feb 20, 2023
Guides

Internal Control Strategy Communication Guide

This guide outlines an example process to facilitate and communicate changes necessary to strengthen an organization’s i...
Mon, Feb 20, 2023