The following 573 items are listed by Content Data.
Checklists & Questionnaires
Self-Assessment Questionnaire: IT Security Remediation
This sample is intended to be used to assist with Sarbanes-Oxley Act (SOA) control remediation efforts.
Subscriber Content
Newsletters
A Risk-Informed Approach to Enterprise Risk Management
In this latest installment of The Bulletin, we explore the ERM topic once again — this time examining how a “risk-inform...
Subscriber Content
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Checklists & Questionnaires
Quarterly Internal Control Self-Assessment Questionnaire
This questionnaire helps to identify company’s internal control issues in order to maximize internal audit resources and...
Subscriber Content
Audit Programs
Bank Financial Reporting Cycle: Control Objectives and Audit Work Program
This tool helps management analyze the effectiveness of the internal control structure over financial reporting for the ...
Subscriber Content
Audit Reports
Sarbanes-Oxley Section 404 Process Prioritization Audit Report
This document outlines the process that management utilizes for determining the final process criticality for a SOX 404 ...
Subscriber Content
Audit Reports
Controls Monitoring Quarterly Assessment Report
This sample report details an internal audit department’s quarterly assessment of ongoing controls monitoring processes....
Subscriber Content
Newsletters
Is Your Strategy Focused on Digital?
In this edition, Protiviti discusses four important activities for organizations to consider as they contemplate what di...
Subscriber Content
Audit Programs
Bank Deposit Cycle: Control Objectives and Audit Work Program
This tool helps management analyze the effectiveness of the internal control structure over financial reporting for the ...
Subscriber Content
Policies & Procedures
Related-Party Transactions Policy
This policy defines related party transactions, identifies the significance of related party accounting implications, an...
Subscriber Content
Policies & Procedures
Sensitive Data Handling Policy
The purpose of this policy is to ensure that all sensitively classified data is properly handled whether being transmitt...
Subscriber Content
Newsletters
How Long Does It Take to Implement a Patch?
A recent breach has raised serious questions about whether boards of directors and senior management are asking the righ...
Subscriber Content