The following 528 items are listed by Content Data.
Audit Reports
IT Risks and Controls Review Report
Recommendations for reducing the volume of controls across applications, infrastructure and IT processes to improve cons...
Subscriber Content
Blog
Topic Spotlight: Section 302 - Executive Certifications
The Sarbanes-Oxley Act (SOX) Section 302 imposes significant responsibilities on corporate executives regar...
Internal Controls Leading Practices
An organization’s internal controls are designed to safeguard assets by lowering risks. Compliance with int...
Audit Programs
IT Platform Management Audit Work Program
Mitigate risks associated with IT system unavailability and inappropriate configurations with this sample IT Platform Ma...
Subscriber Content
Audit Programs
Application Audit Work Program
This tool includes four audit program samples that can be used by organizations to evaluate and improve business unit ap...
Subscriber Content
Blog
Sample Risk and Control Matrices Available on KnowledgeLeader
Risk and control matrices (RCMs) contain a compilation of risks by business process and each risk's possibl...
Checklists & Questionnaires
Audit Committee Responsibilities Questionnaire
Swiftly evaluate and boost your audit committee's performance and compliance, and take immediate action toward enhancing...
Subscriber Content
Audit Programs
IT Physical Security Audit Work Program
This work program sample can be used to perform an audit of the physical security of your IT facilities.
Subscriber Content
Audit Programs
Sarbanes-Oxley Documentation Review Audit Work Program
Effectively manage your SOX process documentation to ensure comprehensive coverage of necessary Section 404 compliance a...
Subscriber Content
Audit Programs
IT General Controls Audit Work Program
The ultimate IT general controls audit checklist for effective risk management and regulatory compliance.
Subscriber Content
Risk & Control Matrices - RCMs
Manage IT Infrastructure: Data Governance Risk and Control Matrix (RCM)
Implement this RCM to strengthen your internal controls, assess risks, and develop an action plan that aligns data manag...
Subscriber Content
Entity-Level Controls Risk Management
Entity-level controls are the policies and procedures that drive actions and behaviors throughout an organi...