Internal Controls

The following 553 items are listed by Content Data.

Policies & Procedures

Background Checks Policy

The following sample outlines a set of policies and procedures for background checks.
Subscriber Content
Mon, Dec 19, 2022
Policies & Procedures

Idle Facilities Policy

This sample policy is designed to help companies account for costs related to idle facilities.
Subscriber Content
Mon, Dec 19, 2022
Methodologies & Models

IT Program and Project Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s IT program and project managemen...
Subscriber Content
Mon, Dec 19, 2022
Methodologies & Models

Risk-Based Auditing Six Elements of Infrastructure

This sample document includes the six elements of infrastructure for an organization's risk management audit process.
Subscriber Content
Mon, Dec 12, 2022
Policies & Procedures

Approved Software Policy

This sample policy outlines procedures for the usage and maintenance of approved software in a company.
Subscriber Content
Mon, Dec 5, 2022
Policies & Procedures

Alcohol and Other Drugs Policy

The following is a sample policy statement for use of alcohol and other drugs in the workplace.
Subscriber Content
Mon, Nov 28, 2022
Guides

Third-Party Contract Audit Guide

In this guide, we outline the risks and key recommendations associated with the contract management process.
Subscriber Content
Mon, Nov 28, 2022
Policies & Procedures

Repair and Maintenance Expenditures Policy

Organizations can use the guidelines included in this policy to review and approve their repair and maintenance expendit...
Subscriber Content
Mon, Nov 28, 2022
Blog

How Quality IT Audit Controls Can Protect Your IT Investments

A Substantial InvestmentThe modern business enterprise can’t exist without the benefit of up-to-date inform...
Thu, Oct 20, 2022
Methodologies & Models

Sarbanes-Oxley Project-to-Process Capability Maturity Model (CMM)

This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley project-to-process ...
Subscriber Content
Mon, Oct 3, 2022
Methodologies & Models

Sarbanes-Oxley Year-One Capability Maturity Model (CMM)

This capability maturity model includes the six elements of infrastructure focused on Sarbanes-Oxley year-one compliance...
Subscriber Content
Mon, Sep 26, 2022
Blog

Entity-Level Controls: The Importance of Setting the Tone

An effective organization of consequence, whether public or private, attempts to strike a balance between i...
Thu, Sep 22, 2022