Internal Controls

The following 553 items are listed by Content Data.

Policies & Procedures

Firewall Administration Policy

This tool contains two policies that establish procedures and requirements to ensure the appropriate protection and cont...
Subscriber Content
Mon, Jul 4, 2022
Checklists & Questionnaires

Control Deficiency Assessment Questionnaire

This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
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Mon, Jun 27, 2022
Checklists & Questionnaires

IT Change Management Process Questionnaire

Use the questions included in this tool to ensure that all changes to IT resources and infrastructure configurations are...
Subscriber Content
Mon, Mar 21, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
Subscriber Content
Mon, Mar 21, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
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Mon, Mar 7, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Metadata Management RCM

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Mon, Feb 28, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Methodologies & Models

Change Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s change management process and to...
Subscriber Content
Mon, Feb 21, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Risk & Control Matrices - RCMs

Manage Data Center Operations: Reference and Master Data Management RCM

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
Subscriber Content
Mon, Dec 20, 2021
Benchmarking Tools

Transaction Authority Risk Key Performance Indicators (KPIs)

This tool contains performance measures and questions an organization can use to enforce and ensure the validity of tran...
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Mon, Dec 13, 2021
Benchmarking Tools

Transportation Risk Key Performance Indicators (KPIs)

This benchmarking tool is designed to help an organization improve its transportation function and assess performance on...
Subscriber Content
Mon, Nov 15, 2021