Internal Controls

The following 534 items are listed by Content Data.

Checklists & Questionnaires

IT Change Management Process Questionnaire

Use the questions included in this tool to ensure that all changes to IT resources and infrastructure configurations are...
Subscriber Content
Mon, Mar 21, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

Transform your compliance strategy with our project approach to SOX implementation, ensuring reduced risk and enhanced c...
Subscriber Content
Mon, Mar 21, 2022
Checklists & Questionnaires

Tax Process Questionnaire

The two sample questionnaires in this document focus on an organization’s tax process, including corporate income taxes,...
Subscriber Content
Mon, Mar 7, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Metadata Management RCM

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Mon, Feb 28, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Methodologies & Models

Change Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s change management process and to...
Subscriber Content
Mon, Feb 21, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Risk & Control Matrices - RCMs

Manage Data Center Operations: Reference and Master Data Management RCM

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
Subscriber Content
Mon, Dec 20, 2021
Benchmarking Tools

Transaction Authority Risk Key Performance Indicators (KPIs)

This tool contains performance measures and questions an organization can use to enforce and ensure the validity of tran...
Subscriber Content
Mon, Dec 13, 2021
Benchmarking Tools

Transportation Risk Key Performance Indicators (KPIs)

This benchmarking tool is designed to help an organization improve its transportation function and assess performance on...
Subscriber Content
Mon, Nov 15, 2021
Audit Programs

Application Security Review and Testing Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to facilitate an application secu...
Subscriber Content
Mon, Nov 8, 2021
Checklists & Questionnaires

Site Planning and Review Checklist

This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Mon, Nov 8, 2021