Internal Controls

The following 557 items are listed by Content Data.

Risk & Control Matrices - RCMs

Manage Data Center Operations: Metadata Management RCM

This document outlines risks and controls common to metadata management in a risk control matrix (RCM) format.
Subscriber Content
Mon, Feb 28, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
Subscriber Content
Wed, Feb 23, 2022
Methodologies & Models

Change Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s change management process and to...
Subscriber Content
Mon, Feb 21, 2022
Methodologies & Models

Access Controls Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s access controls process and to a...
Subscriber Content
Mon, Dec 20, 2021
Risk & Control Matrices - RCMs

Manage Data Center Operations: Reference and Master Data Management RCM

This document outlines risks and controls common to reference and master data management in a risk control matrix (RCM) ...
Subscriber Content
Mon, Dec 20, 2021
Benchmarking Tools

Transaction Authority Risk Key Performance Indicators (KPIs)

This tool contains performance measures and questions an organization can use to enforce and ensure the validity of tran...
Subscriber Content
Mon, Dec 13, 2021
Benchmarking Tools

Transportation Risk Key Performance Indicators (KPIs)

This benchmarking tool is designed to help an organization improve its transportation function and assess performance on...
Subscriber Content
Mon, Nov 15, 2021
Audit Programs

Application Security Review and Testing Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to facilitate an application secu...
Subscriber Content
Mon, Nov 8, 2021
Checklists & Questionnaires

Site Planning and Review Checklist

This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Mon, Nov 8, 2021
Articles

AQRM Red Flags: Auditors

Audit Analytics looks at the auditor-specific aspects of its Accounting Quality + Risk Matrix (AQRM) and explains why so...
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

Separation of Duties Policy

In this sample policy, we outline the standards for applying separation of duties to protect a company’s information ass...
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

Invoice Approval Policy

This policy sample contains guidelines and procedures employees should follow when using invoice approval forms.
Subscriber Content
Mon, Nov 1, 2021