Internal Controls

The following 553 items are listed by Content Data.

Audit Programs

Application Security Review and Testing Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take to facilitate an application secu...
Subscriber Content
Mon, Nov 8, 2021
Checklists & Questionnaires

Site Planning and Review Checklist

This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Mon, Nov 8, 2021
Articles

AQRM Red Flags: Auditors

Audit Analytics looks at the auditor-specific aspects of its Accounting Quality + Risk Matrix (AQRM) and explains why so...
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

Separation of Duties Policy

In this sample policy, we outline the standards for applying separation of duties to protect a company’s information ass...
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

Invoice Approval Policy

This policy sample contains guidelines and procedures employees should follow when using invoice approval forms.
Subscriber Content
Mon, Nov 1, 2021
Policies & Procedures

Telecommunication Usage Policy

This sample policy defines guidelines and procedures organizations should follow when using telecommunications systems.
Subscriber Content
Mon, Oct 25, 2021
Articles

Impacts of COVID-19 on Public Companies

Audit Analytics looks at the pandemic’s impacts on certain aspects of financial reporting and financial health metrics o...
Subscriber Content
Mon, Oct 18, 2021
Policies & Procedures

IT Risk Assessment Policy

The objective of this policy is to provide a standardized approach and operating instructions for the execution of a com...
Subscriber Content
Mon, Oct 18, 2021
Benchmarking Tools

Budgeting Leading Practices

This tool provides a systematic process and the best-practice elements for managing an organization’s budgeting function...
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Mon, Oct 4, 2021
Policies & Procedures

Data Backup and Retention Policy

This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
Subscriber Content
Mon, Sep 20, 2021
Research Reports

Growing Number of ICFR Issues Following IPO

In this exclusive report, Audit Analytics explores trends in companies reporting internal control deficiencies immediate...
Subscriber Content
Mon, Sep 13, 2021
Articles

AQRM Red Flags: Controls

Audit Analytics examines the red flag events concerning a company’s control environment, including control weaknesses, l...
Subscriber Content
Mon, Sep 6, 2021