Internal Controls

The following 557 items are listed by Content Data.

Policies & Procedures

Telecommunication Usage Policy

This sample policy defines guidelines and procedures organizations should follow when using telecommunications systems.
Subscriber Content
Mon, Oct 25, 2021
Audit Programs

Data Conversion Audit Work Program

This tool contains two sample audit programs that provide steps organizations can take to perform a data conversion audi...
Subscriber Content
Mon, Oct 25, 2021
Articles

Impacts of COVID-19 on Public Companies

Audit Analytics looks at the pandemic’s impacts on certain aspects of financial reporting and financial health metrics o...
Subscriber Content
Mon, Oct 18, 2021
Policies & Procedures

IT Risk Assessment Policy

The objective of this policy is to provide a standardized approach and operating instructions for the execution of a com...
Subscriber Content
Mon, Oct 18, 2021
Benchmarking Tools

Budgeting Leading Practices

This tool provides a systematic process and the best-practice elements for managing an organization’s budgeting function...
Subscriber Content
Mon, Oct 4, 2021
Policies & Procedures

Data Backup and Retention Policy

This tool contains three sample policies that highlight guidelines and procedures common to recognizing and retaining da...
Subscriber Content
Mon, Sep 20, 2021
Research Reports

Growing Number of ICFR Issues Following IPO

In this exclusive report, Audit Analytics explores trends in companies reporting internal control deficiencies immediate...
Subscriber Content
Mon, Sep 13, 2021
Articles

AQRM Red Flags: Controls

Audit Analytics examines the red flag events concerning a company’s control environment, including control weaknesses, l...
Subscriber Content
Mon, Sep 6, 2021
Articles

Initial Public Offerings: Recent Trends in Corporate Governance Risks

Audit Analytics takes a deeper look at the risks that initial public offerings pose to investors, regulators and other f...
Subscriber Content
Mon, Aug 23, 2021
Benchmarking Tools

Cash Flow Management Leading Practices

This tool features several leading practices to assist with measuring and improving an organization’s cash flow manageme...
Subscriber Content
Mon, Aug 9, 2021
Charters

Quality Assurance Function Charter

Boost your organization's success with the guidelines and responsibilities included in our quality assurance programs.
Subscriber Content
Mon, Aug 2, 2021
Checklists & Questionnaires

Tax Compliance Process Internal Control Questionnaire

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Mon, Jul 26, 2021