Internal Controls

The following 534 items are listed by Content Data.

Checklists & Questionnaires

Tax Compliance Process Internal Control Questionnaire

This sample questionnaire can be used to assess the internal controls related to a company’s tax compliance process.
Subscriber Content
Mon, Jul 26, 2021
Checklists & Questionnaires

​Sarbanes-Oxley Testing Documentation Questionnaire

This tool includes questions to consider when documenting Sarbanes-Oxley (SOX) testing procedures, results and recommend...
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Mon, Jul 19, 2021
Checklists & Questionnaires

Root Cause Analysis Questionnaire

This questionnaire can be used by organizations as a starting point for sourcing the root causes of problems or risks.
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Mon, Jul 5, 2021
Policies & Procedures

Network Access Control Devices Policy

The purpose of this sample policy is to ensure that all company network devices and firewalls are properly identified an...
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Mon, Jul 5, 2021
Policies & Procedures

Encryption Key Policy

This tool contains two sample policies that establish guidelines for use of encryption to secure company information ass...
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Mon, Jun 14, 2021
Job Descriptions

Director of IT Project Management Job Description

This sample job description summarizes the responsibilities, key selection criteria and general information for the role...
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Mon, May 24, 2021
Policies & Procedures

Enterprise Assessment and Monitoring Policy

The purpose of this policy is to develop a consistent method for scheduling and managing company IT security assessment ...
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Mon, Apr 19, 2021
Policies & Procedures

Connection to Untrusted Network Standard Policy

This sample policy documents security requirements surrounding network access between a company’s computer network and u...
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Mon, Mar 8, 2021
Benchmarking Tools

Apply Best Practices Across the Organization Key Performance Indicators (KPIs)

This tool defines leading practices and questions to consider related to implementing and maintaining best practices acr...
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Mon, Mar 1, 2021
Policies & Procedures

System Software Development Policy

This template can be used to record a company’s system software development policy and requirements and the responsibili...
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Mon, Feb 8, 2021
Policies & Procedures

IT Auditing and Logging Standard Policy

The purpose of this auditing and logging standard is to ensure that all company systems are auditable and that proper pr...
Subscriber Content
Mon, Feb 8, 2021
Checklists & Questionnaires

Evaluation of Control Deficiencies Questionnaire

This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficienc...
Subscriber Content
Mon, Dec 14, 2020