The following 553 items are listed by Content Data.
Audit Reports
Integrated Audit Committee Plan Report
This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
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Methodologies & Models
Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology
This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
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Methodologies & Models
Facilitated Self-Assessment Meetings Methodology
This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
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Audit Programs
Foreign Exchange Audit Work Program
This sample audit program provides general steps an organization can use when performing a foreign exchange audit.
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Methodologies & Models
Business Self-Assessment Methodology
This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
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Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: 10-K Preparation RCM
This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...
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Policies & Procedures
Facility Access Controls Policy
This sample policy provides an overview of procedures organizations should perform during the facility access controls p...
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Blog
How to Effectively Audit Fixed Assets
Auditing fixed assets is extremely important to ensure that accounting for capital assets and depreciation ...
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
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Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
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Blog
The Best Way to Formulate and Execute Audit Procedures
Once a company forms an internal audit function, completes the risk assessment process and develops an inte...