The following 547 items are listed by Content Data.
Policies & Procedures
Facility Access Controls Policy
This sample policy provides an overview of procedures organizations should perform during the facility access controls p...
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Blog
How to Effectively Audit Fixed Assets
Auditing fixed assets is extremely important to ensure that accounting for capital assets and depreciation ...
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. ...
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Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
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Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
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Blog
The Best Way to Formulate and Execute Audit Procedures
Once a company forms an internal audit function, completes the risk assessment process and develops an inte...
Blog
Audit Committee: Importance to the Board of Directors
What should the audit committee’s relationship be with an organization’s board of directors, compensation c...
Checklists & Questionnaires
Public Company Readiness Questionnaire
This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
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Checklists & Questionnaires
IT Risks and Controls SOX Compliance Questionnaire
Find out what internal and external auditors think about your company’s IT controls with this SOX compliance checklist.
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Checklists & Questionnaires
IT General Controls Questionnaire
This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
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Audit Reports
Security Policy and Procedures Evaluation Report: Controls and Responsibility
This sample audit report records the results of a security policies and procedures evaluation. The review illustrates se...
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Checklists & Questionnaires
Entity-Level Controls Fraud Questionnaire
This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
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