Internal Controls

The following 557 items are listed by Content Data.

Checklists & Questionnaires

Healthcare Management Planning Risk Assessment Questionnaire

Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Mon, Nov 4, 2019
Risk & Control Matrices - RCMs

Manage Base and Variable Compensation: Equity Compensation Risk and Control Matrix (RCM)

This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable com...
Subscriber Content
Mon, Nov 4, 2019
Blog

The Best Way to Formulate and Execute Audit Procedures

Once a company forms an internal audit function, completes the risk assessment process and develops an inte...
Thu, Oct 17, 2019
Blog

Audit Committee: Importance to the Board of Directors

What should the audit committee’s relationship be with an organization’s board of directors, compensation c...
Fri, Sep 27, 2019
Checklists & Questionnaires

Public Company Readiness Questionnaire

This questionnaire focuses on certain aspects of the IPO preparation process and specific areas management should addres...
Subscriber Content
Mon, Aug 19, 2019
Checklists & Questionnaires

IT Risks and Controls SOX Compliance Questionnaire

Find out what internal and external auditors think about your company’s IT controls with this SOX compliance checklist.
Subscriber Content
Mon, Aug 12, 2019
Checklists & Questionnaires

IT General Controls Questionnaire

This sample questionnaire provides several COBIT areas and related control objectives for each IT general control.
Subscriber Content
Mon, Aug 12, 2019
Audit Reports

Security Policy and Procedures Evaluation Report: Controls and Responsibility

This sample audit report records the results of a security policies and procedures evaluation. The review illustrates se...
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Entity-Level Controls Fraud Questionnaire

This sample includes a list of questions to consider while checking an organization’s entity-level controls for fraud.
Subscriber Content
Mon, Aug 5, 2019
Checklists & Questionnaires

Pre-Audit Self-Assessment Questionnaire

Utilize a pre audit questionnaire prior to your audit kickoff meeting to gather valuable input from the auditee(s).
Subscriber Content
Mon, Jul 22, 2019
Checklists & Questionnaires

Inventory Management Process Controls Questionnaire

This sample questionnaire includes a list of items to consider when reviewing an organization’s inventory management pro...
Subscriber Content
Mon, Jul 8, 2019
Checklists & Questionnaires

Revenue Process Controls Questionnaire

This sample questionnaire includes a list of items to consider when reviewing an organization’s revenue process controls...
Subscriber Content
Mon, Jul 1, 2019