Internal Controls

The following 546 items are listed by Content Data.

Checklists & Questionnaires

Internal Audit Qualitative Diagnostic Questionnaire

This sample questionnaire can be used by an external or internal quality assurance review (QAR) team to benchmark the in...
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Sarbanes-Oxley Section 302 Diagnostic Survey

This tool helps an organization assess how well it complies with various Sarbanes-Oxley Section 302 activities.
Subscriber Content
Mon, May 27, 2019
Audit Reports

Sarbanes-Oxley Year-End Audit Committee Report

This sample report to the audit committee focuses on the progress of an organization's Sarbanes-Oxley Section 404 progra...
Subscriber Content
Mon, Apr 29, 2019
Checklists & Questionnaires

Business Ethics Questionnaire

This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires

Process Integration Checklist

This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...
Subscriber Content
Mon, Apr 1, 2019
Checklists & Questionnaires

Accounts Payable Internal Controls Questionnaire

Use this internal control questionnaire to perform a control self-assessment of your organization’s accounts payable ope...
Subscriber Content
Mon, Mar 4, 2019
Checklists & Questionnaires

Recruitment Process Interview Questionnaire

This tool outlines questions to consider when developing process documentation for the recruitment process.
Subscriber Content
Mon, Mar 4, 2019
Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial Services

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Tue, Feb 19, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Memos

Physical Inventory Count Memo

Organizations can use the physical inventory instructions in this sample memo to compare counted quantities to on-hand q...
Subscriber Content
Mon, Dec 10, 2018
Checklists & Questionnaires

Control Self-Assessment Questionnaire: Financial Reporting and General Ledger

This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...
Subscriber Content
Mon, Dec 3, 2018
Blog

What Is IT Audit?

It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...
Tue, Nov 20, 2018