Internal Controls

The following 557 items are listed by Content Data.

Checklists & Questionnaires

Business Ethics Questionnaire

This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires

Process Integration Checklist

This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’...
Subscriber Content
Mon, Apr 1, 2019
Checklists & Questionnaires

Accounts Payable Internal Controls Questionnaire

Use this internal control questionnaire to perform a control self-assessment of your organization’s accounts payable ope...
Subscriber Content
Mon, Mar 4, 2019
Checklists & Questionnaires

Recruitment Process Interview Questionnaire

This tool outlines questions to consider when developing process documentation for the recruitment process.
Subscriber Content
Mon, Mar 4, 2019
Checklists & Questionnaires

Process Control Questionnaire: Managing Patient Financial Services

This document demonstrates one way that an internal auditor can creatively use a simple questionnaire to gain an underst...
Subscriber Content
Tue, Feb 19, 2019
Checklists & Questionnaires

Month-End Walk-Through Questionnaire

This tool provides questions to consider when reviewing an organization's month-end close process and determining whethe...
Subscriber Content
Mon, Feb 11, 2019
Blog

Audit Committee: How to Develop a Strong Self-Assessment Process

The audit committee of the board of directors helps the board fulfill its responsibilities to the company a...
Fri, Feb 1, 2019
Checklists & Questionnaires

Sarbanes-Oxley Sustainable Compliance Questionnaire

This questionnaire addresses how organizations can make Sarbanes-Oxley compliance sustainable while improving business p...
Subscriber Content
Mon, Jan 21, 2019
Memos

Physical Inventory Count Memo

Organizations can use the physical inventory instructions in this sample memo to compare counted quantities to on-hand q...
Subscriber Content
Mon, Dec 10, 2018
Checklists & Questionnaires

Control Self-Assessment Questionnaire: Financial Reporting and General Ledger

This sample helps a company determine whether its established controls for financial reporting and the general ledger ar...
Subscriber Content
Mon, Dec 3, 2018
Blog

What is IT Audit?

It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...
Tue, Nov 20, 2018
Newsletters

Getting the Most from the Board-Management Risk Appetite Dialogue

This issue of Board Perspectives offers both directors and senior executives useful insights that are consistent with th...
Subscriber Content
Mon, Oct 29, 2018