The following 557 items are listed by Content Data.
Checklists & Questionnaires
Segregation of Duties Questionnaire
Leverage the segregation of duties questionnaires in this 14-sample tool to optimize your internal controls, identify an...
Subscriber Content
Policies & Procedures
Software Upgrade Policy
Identify and define your company's philosophy toward maintaining up-to-date software applications with this sample polic...
Subscriber Content
Audit Programs
Bank Treasury Cycle: Control Objectives and Audit Work Program
Assess the effectiveness of internal controls within your bank's treasury cycle with the comprehensive framework in this...
Subscriber Content
Audit Programs
Accounting Reconciliation Audit Work Program
Use this work program sample to ensure that discrepancies are reconciled and accounting reconciliations are performed ac...
Subscriber Content
Articles
Insights Into Self-Images of Internal Auditors
A critical analysis of internal auditors' self-images in light of the metaphors and short descriptions they use to descr...
Subscriber Content
Risk & Control Matrices - RCMs
Ensure Continuity Review RCM
Perform effective continuity control assessments and develop an efficient action plan with this continuity review risk a...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
Download our management testing plan policy to efficiently manage your organization's Sarbanes-Oxley (SOX) 404 complianc...
Subscriber Content
Audit Programs
Adoption Assistance Audit Work Program
The objective of this work program is to assess the internal controls in place for the adoption assistance process.
Subscriber Content
Audit Programs
Marketing and Off-Take Agreement Audit Work Program
This work program can be used as a template for reporting the assessment of a client's internal accounting system with r...
Subscriber Content
Articles
Is Cybersecurity Not Part of Internal Controls for Financial Reporting?
Audit Analytics examines why cybersecurity measures are essential for maintaining comprehensive internal controls and pr...
Subscriber Content
Policies & Procedures
Sales Contracts Policy
Learn the essential protocols for authorizing, processing and fulfilling sales contracts effectively with our sample Sal...
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Checklists & Questionnaires
Data Center General Controls Questionnaire
Use this questionnaire to meticulously evaluate your mainframe data center's operational controls and enhance security, ...
Subscriber Content