Internal Controls

The following 577 items are listed by Content Data.
Audit Reports

Risk-Based Auditing and Audit Rating System Audit Report

Improve your company’s audit rating system with the key findings and recommendations included in this audit report sampl...
Subscriber Content
Mon, Oct 23, 2023
Policies & Procedures

Employee Attendance Policy

Document procedures for accounting for absences fairly and equitably with the best practices included in this sample att...
Subscriber Content
Mon, Oct 16, 2023
Policies & Procedures

Grievance Policy

This sample outlines a set of procedures to follow for employees to file grievances and the related resolution process.
Subscriber Content
Mon, Oct 16, 2023
Guides

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process....
Subscriber Content
Mon, Oct 16, 2023
Guides

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and ...
Subscriber Content
Mon, Oct 16, 2023
Articles

Repeat Adverse ICFR Assessments

Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Subscriber Content
Mon, Oct 9, 2023
Policies & Procedures

Internal Job Posting Policy

Use this sample job posting policy to foster a workplace where qualified employees are encouraged to seek various career...
Subscriber Content
Mon, Oct 9, 2023
Audit Programs

IT General Controls Audit Work Program

This tool includes four sample ITGC audit work programs that provide control activities and work steps for a range of fo...
Subscriber Content
Mon, Oct 9, 2023
Benchmarking Reports

2023 Sarbanes-Oxley Compliance Survey

The results of Protiviti’s 2023 Sarbanes-Oxley Compliance Survey assess SOX internal costs, hours, controls and other tr...
Subscriber Content
Mon, Oct 2, 2023
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Mon, Oct 2, 2023
Guides

Self-Assessment Survey Design Guide

In this tool, we’ve compiled a guide that can be used to prepare and design self-assessment surveys.
Subscriber Content
Mon, Oct 2, 2023
Policies & Procedures

Firearms, Weapons and Explosives Policy

This policy outlines a set of procedures for firearms, weapons and explosives in order to maintain a safe working enviro...
Subscriber Content
Mon, Sep 18, 2023