The following 23 items are listed by Content Data.
Policies & Procedures
Manual Journal Entry Review Policy
This tool contains three policy samples that establish guidelines and procedures that must be followed with respect to a...
Policies & Procedures
Account Reconciliation Policy
This sample policy is designed to help organizations define their processes for reviewing general ledger balance sheet a...
Guides
Data Analytics and Audit Coverage Guide
This document includes two sample guides that can be used for understanding and leveraging an organization’s data analyt...
Checklists & Questionnaires
Financial Close Process Questionnaire
This sample questionnaire can be used by auditors to analyze and enhance the financial close process.
Subscriber Content
Checklists & Questionnaires
Close-the-Books Process Questionnaire
This sample questionnaire can be used to review and improve an organization’s close-the-books process.
Subscriber Content
Policies & Procedures
Significant Accounting Updates Policy
This tool contains two policy samples that document the controls designed to ensure the implementation and application o...
Subscriber Content
Checklists & Questionnaires
Monthly Financial Close Process Checklist
This tool contains two sample checklists that can be used to determine the extent to which various best business practic...
Subscriber Content
Policies & Procedures
Account Reconciliation Policy
This tool contains multiple sample policies that establish procedures and guidelines organizations can use during their ...
Subscriber Content
Process Flows
Close-the-Books Process Flow
This tool includes two sample process flows that can be used as a general guide to understanding, reviewing and mapping ...
Subscriber Content
Audit Programs
Bank Branch Internal Audit Work Program
This document includes a variety of sample work programs that can be used to audit bank branch processes, including cert...
Subscriber Content
Checklists & Questionnaires
General Accounting Questionnaire: Finance Process Improvement Project Plan
This tool reviews questions to consider for tracking details associated with financial process efficiency and improving ...
Subscriber Content
Risk & Control Matrices - RCMs
Manual Journal Entries RCM
This document outlines risks and controls common to the “manual journal entries” process in a risk control matrix format...
Subscriber Content