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Laws & Regulations

The following 357 items are listed by Content Data.

Policies & Procedures

Dress Code Policy

This sample sets and describes a company’s dress code policy for a classy, contemporary business casual environment.
Subscriber Content
Mon, Jun 26, 2023
Articles

Auditor Changes in Canada: 2022

Audit Analytics examines the total new engagements among Canadian auditor changes in calendar year 2022.
Subscriber Content
Mon, Jun 26, 2023
Articles

Three Essential Security Considerations for Your SAP S/4 Implementation

SAP S/4 implementation projects must have the right risk mitigation measures in place as the system goes live.
Subscriber Content
Mon, Jun 19, 2023
Articles

Reshaping Loan Servicing Compliance

Servicers should take this multipronged approach to address the growing set of regulatory asks and sharpen their focus o...
Subscriber Content
Mon, Jun 19, 2023
Articles

2021 Auditor Market Share of Registered Investment Advisers

Audit Analytics looks at the audit firm market share of registered investment advisers broken down by U.S. region.
Subscriber Content
Mon, Jun 12, 2023
Articles

Reviewing SEC Accounting and Auditing Enforcement Activities

Audit Analytics looks at financial reporting enforcement records dating back to October 1999 and covers Accounting and A...
Subscriber Content
Mon, May 29, 2023
Newsletters

A Call for Transparency Amid a Shifting Legal and Regulatory Landscape

This issue of Board Perspectives explains how boards can shore up their governance and oversight in light of emerging tr...
Subscriber Content
Mon, May 29, 2023
Articles

Big Data or Big Brother? Streetlights Versus Surveillance in San Diego's Smart City Quest

Read this conversation between Saving the City Executive Producer Ron Blatman and Protiviti’s Joe Kornik about finding a...
Subscriber Content
Mon, May 29, 2023
Articles

2021 Auditor Market Share of Non-Profits

Audit Analytics looks at the audit firm market share of non-profits broken down by sectors such as education, public ser...
Subscriber Content
Mon, Apr 24, 2023
Articles

2021 Auditor Market Share of Insurance Companies

Audit Analytics looks at the audit firm market share of insurance companies broken down by different business lines.
Subscriber Content
Mon, Apr 10, 2023
Policies & Procedures

Corporate Governance Policy: Board Committees

This sample policy sets standards for board committee structures and protocols.
Subscriber Content
Mon, Apr 3, 2023
Policies & Procedures

Control Self-Assessment Policy

The purpose of this policy is to assist control owners, process owners and internal audit with implementing and executin...
Subscriber Content
Mon, Mar 27, 2023

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