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Laws & Regulations

The following 346 items are listed by Content Data.

Articles

Going Concern Trends in Europe: 2021

Examine European going concern trends with Audit Analytics' insights highlighting risks, disclosures and evolving financ...
Subscriber Content
Tue, Jan 17, 2023
Articles

Transfer Agent Market Share – 2022

Review 2022 market share trends among leading transfer agent providers, with insights on industry shifts, consolidation ...
Subscriber Content
Mon, Jan 9, 2023
Articles

Sustainability Chief of Drax Group, UK: “We'll Be the First Carbon-Negative Power Station by 2030”

Learn how sustainability leadership at Drax is driving a carbon‑negative vision, with insights on making bold climate co...
Subscriber Content
Mon, Jan 9, 2023
Articles

Audit and Non-Audit Fees of the S&P 500

Analyze audit and non‑audit fee trends across the S&P 500, with insights into auditor economics, independence and re...
Subscriber Content
Mon, Dec 19, 2022
Articles

Audit Fee Trends in Europe: 2010 – 2021

Analyze audit fee trends across Europe from 2010–2021, with insights on regulatory change, auditor dynamics and evolving...
Subscriber Content
Mon, Dec 19, 2022
Risk & Control Matrices - RCMs

Manage Data Center Operations: Database Management RCM

This document outlines risks and controls common to database management in a risk control matrix (RCM) format.
Subscriber Content
Mon, Dec 12, 2022
Newsletters

Is ESG Receiving Sufficient Attention in North America?

This issue of Board Perspectives focuses on two essential questions with implications for the future: What is driving th...
Subscriber Content
Mon, Dec 5, 2022
Policies & Procedures

Anti-Bribery Compliance Program Policy

This sample policy is designed to help organizations prevent the violation of national and international anti-bribe...
Subscriber Content
Mon, Nov 28, 2022
Methodologies & Models

Compliance Risk Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s compliance risk management proce...
Subscriber Content
Mon, Nov 28, 2022
Guides

Third-Party Contract Audit Guide

In this guide, we outline the risks and key recommendations associated with the contract management process.
Subscriber Content
Mon, Nov 28, 2022
Risk & Control Matrices - RCMs

Develop and Manage Human Resources RCM

This document outlines risks and controls common to human resources development and management in a risk control matrix ...
Subscriber Content
Mon, Nov 28, 2022
Articles

Q3 2022 IPO Trends: Market Continues to Cool

Review Q3 2022 IPO trends as the IPO market continues to cool, with insights into deal volume, proceeds and shifting inv...
Subscriber Content
Mon, Nov 28, 2022

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